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U.S. Securities and Exchange Commission
Municipal Advisor Temporary Registration Forms Received
 
Date Received Full Legal Name of Municipal Advisor Registration Number State Country Type
2014-04-16 Thomas J. Moriarty 866-01515-00 KS US Initial
2014-04-16 Guggenheim Securities, LLC 866-01514-00 NY US Amendment
2014-04-14 Wells Fargo Securities, LLC 866-00268-00 NC US Amendment
2014-04-10 SJ Advisors, LLC 866-00725-00 MN US Amendment
2014-04-08 Government Capital Corp 866-00436-00 TX US Withdrawal
2014-04-08 Bosque Financial Advisory 866-01510-00 NM US Initial
2014-04-07 The Ward Group LLC 866-00218-00 NE US Amendment
2014-04-06 Stoughton Consulting LLC 866-01513-00 NY US Initial
2014-04-04 Lalor Bynum Partners, LLC 866-01512-00 AL US Initial
2014-04-03 Public Investment Advisors, Inc. 866-01511-00 PA US Initial
2014-04-02 GOVEXCHANGE INC 866-01509-00 CA US Amendment
2014-03-31 Sustainable Energy Funding Program for Health & Education Facilities 866-01508-00 MA US Initial
2014-03-27 Oppenheimer & Co. Inc. 866-00151-00 NY US Amendment
2014-03-21 Hancock Bank Trust & Asset Management Municipal Advisors Group - a Separately Identifiable Department of Hancock Bank 866-01451-00 LA US Withdrawal
2014-03-20 Federated Securities Corp. 866-00244-00 PA US Withdrawal
2014-03-19 Hofstadter & Assoc., Inc 866-01506-00 GA US Initial
2014-03-19 David Taussig and Associates, Inc 866-01507-00 CA US Initial
2014-03-18 Sterne Agee Financial Services, Inc. 866-01505-00 AL US Initial
2014-03-13 Shift 4 Consulting, LLC 866-01503-00 LA US Initial
2014-03-13 Morse Associates Consulting, LLC 866-01504-00 NV US Initial
2014-03-11 Ernst & Young Capital Advisors, LLC 866-01476-00 IL US Initial
2014-03-10 First Business Bank 866-00804-00 WI US Withdrawal
2014-03-10 First Business Bank - Milwaukee 866-00822-00 WI US Withdrawal
2014-03-07 Greencoast Capital Partners LLC 866-00450-00 CA US Withdrawal
2014-03-07 YSAIAS VILLA FERNANDEZ 866-01502-00 MD US Initial
2014-03-06 Public Finance Group LLC 866-01501-00 TX US Amendment
2014-03-05 Joshua J. Gregory Real Estate, Inc. 866-01430-00 GA US Withdrawal
2014-03-05 CRONIN & CO., INC. 866-00705-00 MN US Withdrawal
2014-03-03 CoNimby Ltd. 866-01416-00 CO US Withdrawal
2014-02-25 Stein Consulting Group LLC 866-01500-00 PA US Initial
2014-02-21 IAFF Financial Corporation 866-01128-00 DC US Withdrawal
2014-02-19 Thomas D'Amico 866-01498-00 CA US Initial
2014-02-18 Fishkind & Associates, Inc. 866-01497-00 FL US Initial
2014-02-10 Development Planning and Financing Group, Inc 866-01495-00 CA US Initial
2014-02-08 School Business Consulting, Inc 866-01496-00 CA US Initial
2014-02-06 Castalia, LLC 866-01494-00 DC US Initial
2014-02-05 1410 Partners LLC 866-01493-00 CA US Initial
2014-02-04 CLB Porter, LLC 866-00826-00 LA US Amendment
2014-02-04 Andray McWilliams 866-01492-00 FL US Initial
2014-02-03 Excelsior Capital Advisory Services 866-01491-00 NY US Initial
2014-01-31 PNC Capital Markets LLC 866-00135-00 PA US Amendment
2014-01-30 Rubicon Infrastructure Advisors 866-01490-00 IE Initial
2014-01-29 Stephen A. Kohn & Associates, Ltd. 866-01489-00 CO US Initial
2014-01-23 BNY Mellon Capital Markets, LLC 866-00538-00 NY US Amendment
2014-01-23 Martin J. Luby 866-01488-00 IL US Initial
2014-01-23 JDM Educational Services, Ltd. 866-01158-00 IL US Withdrawal
2014-01-20 Government Capital Securities Corp 866-01487-00 TX US Initial
2014-01-16 Thor Fund Advisor, LLC 866-01470-00 NY US Withdrawal
2014-01-15 PFM Swap Advisors LLC 866-01483-00 PA US Initial
2014-01-15 PNC Investments, LLC 866-00458-00 PA US Amendment
2014-01-14 T. Rowe Price Associates, Inc. 866-01428-00 MD US Withdrawal
2014-01-13 Nexgen Advisors LLC 866-00741-00 IL US Withdrawal
2014-01-13 Trust Company of the West 866-01461-00 CA US Withdrawal
2014-01-13 AQR Capital Management, LLC 866-01460-00 CT US Withdrawal
2014-01-13 First Tryon Securities, LLC 866-00104-00 NC US Amendment
2014-01-13 Gannett Fleming Valuation and Rate Consultants, LLC 866-01455-00 PA US Initial
2014-01-13 The Goldman Sachs Trust Company, National Association 866-01450-00 DE US Withdrawal
2014-01-13 MFS Institutional Advisors, Inc. 866-01431-00 MA US Withdrawal
2014-01-13 The Bank of New York Mellon (Municipal Advisory Division) 866-01441-00 NY US Initial
2014-01-10 LNL Solutions LLC 866-01479-00 CA US Initial
2014-01-10 Comerica Bank 866-01442-00 TX US Initial
2014-01-10 UnionBanc Investment Services, LLC 866-01446-00 CA US Initial
2014-01-10 Comerica Bank & Trust, N.A. 866-01445-00 MI US Initial
2014-01-10 Comerica Securities, Inc. 866-01448-00 MI US Initial
2014-01-10 Millco Advisors, LP 866-01473-00 DC US Initial
2014-01-10 National Penn Wealth Management N.A. 866-01453-00 PA US Initial
2014-01-10 U.S. Bank National Association 866-01458-00 MN US Initial
2014-01-10 First Hawaiian Bank 866-01471-00 HI US Initial
2014-01-10 Energy Systems Group, LLC 866-00667-00 IN US Withdrawal
2014-01-10 BMO Capital Markets GKST Inc. 866-00459-00 IL US Withdrawal
2014-01-10 The Bank of Edwardsville 866-01463-00 IL US Initial
2014-01-10 Orrstown Bank 866-01462-00 PA US Initial
2014-01-09 Securities America, Inc 866-01434-00 NE US Initial
2014-01-09 Guy M. Cahill & Associates, Inc 866-01457-00 IL US Initial
2014-01-09 First National Capital Markets, Inc. 866-01449-00 NE US Amendment
2014-01-08 Whitney Bank Trust & Asset Management Municipal Advisors Group - a Separately Identifiable Department of Whitney Bank 866-01437-00 LA US Initial
2014-01-07 William F Slade 866-01443-00 MA US Initial
2014-01-07 BNY Mellon, National Association 866-00840-00 PA US Withdrawal
2014-01-06 YMR & Associates 866-01438-00 NY US Initial
2014-01-06 CIBC Global Asset Management Inc. 866-01421-00 CA Amendment
2014-01-06 U.S. Mayor Enterprises, Inc. 866-01122-00 MD US Withdrawal
2014-01-06 Community Trust and Investment Company 866-01436-00 KY US Initial
2013-12-31 Valley National Bank 866-01427-00 NJ US Initial
2013-12-30 Ironwood Advisors LLC 866-01424-00 AZ US Initial
2013-12-27 M2FAS (Financial Advisory Services) 866-01426-00 NC US Initial
2013-12-27 GB Associates LLC 866-01425-00 NJ US Initial
2013-12-20 Arctic Island Financial, LLC d/b/a FundAmerica 866-01423-00 GA US Initial
2013-12-19 Northern Trust Investments, Inc 866-01420-00 IL US Amendment
2013-12-18 Bremer Trust, National Association 866-01422-00 MN US Initial
2013-12-16 TKG & Associates LLC 866-00049-00 TX US Amendment
2013-12-12 James B. Query 866-01419-00 PA US Initial
2013-12-10 Brotherhood Bank & Trust 866-01053-00 KS US Withdrawal
2013-11-27 PNC Bank, National Association 866-00604-00 PA US Amendment
2013-11-26 Meierhenry Sargent LLP 866-01415-00 SD US Initial
2013-11-26 Valdes & Moreno, Inc. 866-01412-00 MO US Initial
2013-11-25 Woodcock & Associates, Inc. 866-01414-00 MA US Initial
2013-11-25 Sumitomo Mitsui Banking Corporation 866-01011-00 NY US Withdrawal
2013-11-25 Kathleen A. Thomas 866-00046-00 IL US Withdrawal
2013-11-22 Bernardi Securities, Inc. 866-00908-00 IL US Withdrawal
2013-11-22 Beekman Securities, Inc. 866-01413-00 NY US Initial
2013-11-19 Jefferies LLC 866-00261-00 NY US Amendment
2013-11-14 MORGAN KEEGAN & COMPANY, INC. 866-00090-00 TN US Withdrawal
2013-11-08 The Huntington Investment Company 866-01411-00 OH US Amendment
2013-11-08 William Randall Dunning 866-01131-00 VA US Withdrawal
2013-10-31 Wright Northstar Consulting Services LLC 866-01409-00 GA US Initial
2013-10-30 Highwood Cove Strategic Adisors LLC 866-01408-00 NY US Initial
2013-10-30 Total Compensation Group Investment Advisory Services, LP 866-00950-00 TX US Withdrawal
2013-10-29 Amawalk Consulting Group LLC 866-01396-00 NY US Initial
2013-10-26 John C. Harris, Jr. 866-01404-00 MO US Amendment
2013-10-25 Providence Financial Company 866-01331-00 UT US Initial
2013-10-24 Young Law Group, PLLC 866-01405-00 MS US Initial
2013-10-23 Elm Capital USA Limited 866-01403-00 GB Initial
2013-10-21 Municipal Energy Resources Corporation 866-01402-00 TX US Initial
2013-10-18 IBERIABANK 866-01401-00 AL US Initial
2013-10-18 Browning Municipal Solutions, LLC 866-01169-00 OH US Withdrawal
2013-10-18 Winters & Co. Advisors, LLC 866-00339-00 CA US Amendment
2013-10-18 Drexel Hamilton, LLC 866-01400-00 PA US Initial
2013-10-17 Richard A. Tilghman, Jr. 866-01399-00 CT US Amendment
2013-10-17 WILEY BROS.-AINTREE CAPITAL, LLC 866-00684-00 TN US Amendment
2013-10-16 First American Financial Advisors, In. 866-01398-00 NM US Initial
2013-10-13 Larsen Wurzel & Associates, Inc. 866-01397-00 CA US Initial
2013-10-02 CFG Capital Markets, LLC 866-00276-00 MD US Amendment
2013-10-01 Charter School Financial Services, LLC 866-01392-00 UT US Initial
2013-09-27 George Allen Majors 866-01391-00 PA US Initial
2013-09-27 Catlin Consulting, LLC 866-01390-00 PA US Initial
2013-09-26 Investment Management Advisory group, Inc. 866-01389-00 PA US Initial
2013-09-25 Boze Capital, Inc. 866-00503-00 GA US Withdrawal
2013-09-25 James V. Pannone 866-01031-00 NJ US Withdrawal
2013-09-24 Barbara A. Lloyd 866-01388-00 CA US Initial
2013-09-23 Fidelity Investments Institutional Services Company, Inc. 866-00309-00 RI US Amendment
2013-09-19 William Dale Markenson 866-01387-00 CA US Initial
2013-09-19 Northstar Management & Consulting, Inc 866-01386-00 MD US Initial
2013-09-18 Citycode Financial, LLC 866-00386-00 KS US Amendment
2013-09-18 Spark Analytics LLC 866-00940-00 CA US Withdrawal
2013-09-16 Kaplan Financial Consulting, Inc. 866-00176-00 IL US Amendment
2013-09-16 Harbor Financial Services, LLC. 866-01383-00 AL US Amendment
2013-09-16 Robert L Harding 866-01385-00 MA US Initial
2013-09-13 Atkins Capital Strategies LLC 866-01384-00 NY US Initial
2013-09-13 R. Stephen Lynch & Company, Inc. 866-01382-00 NY US Initial
2013-09-11 TDB Financial LLC 866-01359-00 CO US Withdrawal
2013-08-27 MILTON MAURICE HALL ESTATE 866-01378-00 FL US Initial
2013-08-26 Skyblue LLC 866-01377-00 NV US Initial
2013-08-20 L.J. Hart and Company 866-01376-00 MO US Initial
2013-08-20 Alamo Capital 866-01375-00 CA US Initial
2013-08-14 Top Capital Advisors, Inc. 866-01374-00 CA US Initial
2013-08-13 ACI Financial Advisors, LLC 866-01373-00 OH US Initial
2013-08-09 Percy Consulting LLC 866-01372-00 AL US Initial
2013-07-23 Seattle-Northwest Securities Corporation 866-01371-00 WA US Withdrawal
2013-07-17 J. Donald Porter & Co., Inc. 866-01370-00 CT US Initial
2013-07-15 Equitas Capital Advisors LLC 866-01369-00 LA US Initial
2013-06-19 First River Advisory L.L.C. 866-00465-00 PA US Amendment
2013-06-19 Strand Associates, Inc. 866-01367-00 WI US Initial
2013-06-14 MBS Capital Markets, LLC 866-01366-00 FL US Initial
2013-06-11 TA Luetkemeyer LLC 866-01365-00 MO US Initial
2013-06-11 Geraldo Perez & Company, Inc. 866-01364-00 TX US Initial
2013-06-10 McKinstry Capital, LLC 866-01363-00 WA US Initial
2013-06-09 JDM Consultants 866-01361-00 PA US Initial
2013-06-04 Jeffery B. Flynn 866-01360-00 CA US Initial
2013-05-29 NW Financial Group LLC 866-00659-00 NJ US Amendment
2013-05-28 Edward N. Smither, Jr. 866-01352-00 VA US Amendment
2013-05-23 Commonwealth National Bank 866-01358-00 AL US Initial
2013-05-23 Mission Trail Advisors, LLC 866-01357-00 CA US Initial
2013-05-21 K2 Financial LLC 866-00661-00 NJ US Amendment
2013-05-14 Oliver J Williams 866-01355-00 FL US Initial
2013-05-13 AECOM ENTERPRISES, INC. 866-01354-00 NY US Initial
2013-05-08 John Searle Tamagni 866-01353-00 NY US Initial
2013-05-02 FRANCIS FINANCIAL GROUP, LLC 866-01351-00 LA US Amendment
2013-04-22 JAC Consulting, LLC 866-01350-00 MO US Initial
2013-04-18 Public Funding Group, LLC 866-01349-00 IL US Initial
2013-04-17 USCA Municipal Advisors LLC 866-01348-00 TX US Initial
2013-04-10 Steven Gortler 866-01347-00 CA US Initial
2013-04-08 SecondMarket, Inc. 866-01346-00 NY US Initial
2013-04-03 Meno Accounting and Financial Services 866-01345-00 IN US Initial
2013-03-28 MAEVA Municipal Solutions, LLC 866-01343-00 NY US Initial
2013-03-20 E. J. De La Rosa & Company, Inc. 866-00128-00 CA US Amendment
2013-03-14 Security Capital Brokerage, Inc. 866-01342-00 GA US Initial
2013-03-12 J. Stephan & Company, Inc. 866-00535-00 MO US Initial
2013-03-05 ARAMAS FINANCIAL LLC 866-01340-00 OH US Initial
2013-03-05 Meridian Wealth Management, LLC 866-01339-00 KY US Initial
2013-03-04 Kevin Moxley 866-01192-00 OH US Initial
2013-03-04 James H. Kelly 866-01338-00 MA US Initial
2013-02-21 Peralta Garcia Solutions LLC 866-00937-00 IL US Amendment
2013-02-15 Arbor Point Advisors, LLC 866-01337-00 NE US Initial
2013-02-14 FOCUSTAR CAPITAL GROUP 866-01336-00 FL US Initial
2013-02-12 Gerald Duane Benson Jr. 866-01334-00 NC US Initial
2013-02-04 EDWARD R WRIGHT 866-01333-00 NJ US Initial
2013-02-01 Harold Bean & Company, LLC 866-01332-00 NY US Initial
2013-01-23 ROCKMILL FINANCIAL CONSULTING, LLC 866-01330-00 OH US Initial
2013-01-22 Carter Dillon Umbaugh LLC 866-01329-00 IN US Initial
2013-01-22 Special District Services, Inc. 866-00685-00 FL US Amendment
2013-01-22 BB&T Securities, LLC 866-01328-00 VA US Amendment
2013-01-19 JEFFREY WALTER HEISEY 866-01327-00 FL US Initial
2013-01-16 Hypo Financial Services and Investment Adviser 866-01293-00 CA US Amendment
2013-01-15 BB&T Securities, LLC 866-00193-00 VA US Amendment
2013-01-08 Farr, Miller & Washington, LLC 866-01326-00 DC US Initial
2012-12-28 richard pacheco 866-01195-00 PA US Amendment
2012-12-21 Lone Star National Bank 866-01325-00 TX US Initial
2012-12-17 Abdo, Eick and Meyers, LLP 866-01324-00 MN US Initial
2012-12-03 Victor Securities, Inc. 866-01323-00 NJ US Initial
2012-12-03 Profor Securities, LLC 866-01322-00 NY US Amendment
2012-11-29 Great Lakes Capital Markets, LLC 866-01321-00 MI US Initial
2012-11-20 Legacy Financial Services, LLC 866-01319-00 GA US Initial
2012-11-19 Electronic Express Inc. 866-01320-00 CA Initial
2012-11-15 Ranieri Real Estate Advisors LLC 866-01318-00 NY US Initial
2012-11-06 Hunden Strategic Partners 866-01317-00 IL US Initial
2012-11-06 FFC Capital Advisors 866-01316-00 LA US Initial
2012-11-06 Joseph P. Maloney 866-01315-00 PA US Initial
2012-11-01 Brian David Osowski 866-01314-00 ND US Initial
2012-10-31 Westhoff Cone & Holmstedt 866-01313-00 CA US Initial
2012-10-31 Higgins Capital Management, Inc. 866-01311-00 CA US Initial
2012-10-31 Priscilla Howard DBA The Community Solutions Group 866-01310-00 FL US Initial
2012-10-18 russell brian caldwell 866-01309-00 CO US Initial
2012-10-18 Northeastern Financial Group, Inc 866-01308-00 NJ US Initial
2012-10-15 School Facilities Finance, LLC 866-01307-00 CA US Initial
2012-10-12 Gallatin Capital LLC 866-01306-00 NY US Initial
2012-09-29 Larry Jay Skiles 866-01304-00 TX US Initial
2012-09-28 MSA Professional Services, Inc. 866-01289-00 WI US Initial
2012-09-24 Great-West Trust Company, LLC 866-01151-00 CO US Amendment
2012-09-24 Carol Jeanne Mack 866-01303-00 NY US Initial
2012-09-23 Damon Rocque Securities Corporation 866-01302-00 LA US Initial
2012-09-19 Hinshaw Consulting, LLC an Illinois Limited Liability Company 866-01301-00 IL US Amendment
2012-09-12 CSP Securities, LP 866-01300-00 TX US Initial
2012-09-11 Claret Consulting LLC 866-01299-00 VA US Initial
2012-09-07 Monitor Capital LLC 866-01298-00 CT US Initial
2012-09-06 SOA, LLC 866-01297-00 MD US Initial
2012-09-05 MWS Consulting 866-00758-00 GA US Withdrawal
2012-08-30 Red Hill Professional Services, Inc. 866-01294-00 NY US Initial
2012-08-29 Perkins Fund Marketing LLC 866-01295-00 CT US Initial
2012-08-22 Wren Capital, LLC 866-01292-00 CA US Initial
2012-08-20 Crito Capital LLC 866-01291-00 CT US Initial
2012-08-14 Pacific Commonwealth Corporation 866-01290-00 CA US Initial
2012-08-11 Sentry Financial Services LLC 866-01288-00 MO US Initial
2012-08-08 Project Finance Advisory Limited 866-01287-00 CA US Initial
2012-08-07 SDDCO Brokerage Advisors LLC 866-01286-00 NY US Initial
2012-07-31 Kuehl Capital Corporation 866-01285-00 NE US Initial
2012-07-30 Ernst & Young Infrastructure Advisors, LLC 866-00539-00 PA US Amendment
2012-07-27 The Jeffrey Matthews Financial Group, LLC 866-01283-00 NJ US Initial
2012-07-14 KPM Financial, LLC 866-01282-00 NC US Initial
2012-07-10 National Capital Resources, LLC 866-01281-00 PA US Initial
2012-07-05 Robert W. Doty dba AGFS 866-00043-00 CA US Withdrawal
2012-07-02 Commonwealth Economics LLC 866-01280-00 KY US Initial
2012-06-28 Harcourt Brown & Carey, Inc. 866-01279-00 CO US Initial
2012-06-25 Saulsbury Hill Financial, LLC 866-01277-00 CO US Initial
2012-06-19 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED 866-00518-00 NY US Amendment
2012-06-19 NOAH J SOUTHWOOD 866-01276-00 IN US Initial
2012-06-16 A & O Development, LLC 866-01175-00 OH US Amendment
2012-06-13 District Management Services, LLC 866-01275-00 FL US Initial
2012-06-12 Rice Advisory, LLC 866-00040-00 AL US Amendment
2012-06-07 Joseph Adrian Dieguez 866-01273-00 CA US Initial
2012-06-05 Municipal Accounts & Consulting, LP 866-00976-00 TX US Amendment
2012-06-04 MARIO HINOJOSA 866-01272-00 TX US Initial
2012-06-01 Midwest Capital Advisors, LLC 866-01221-00 MI US Initial
2012-05-22 Glenmont Financial LLC 866-01271-00 CT US Initial
2012-05-22 Kentucky Association of Counties Financial Advisors, Inc. 866-01270-00 KY US Initial
2012-05-16 RFC & Associates LLC 866-01268-00 VA US Initial
2012-05-09 Braun Research Consulting, LLC 866-01267-00 CT US Initial
2012-05-07 Jana M. Wesley 866-01266-00 IL US Initial
2012-05-02 CGI Merchant Partners, LLC 866-01264-00 FL US Initial
2012-05-02 Parsons Brinckerhoff Advisory Services, Inc. 866-01210-00 DC US Amendment
2012-04-30 Piedmont Securities LLC 866-01263-00 NC US Initial
2012-04-28 Cumberland Securities Company, Inc. 866-01262-00 TN US Initial
2012-04-25 Public Resources Advisory Group, Inc. 866-00075-00 NY US Amendment
2012-04-23 RTM Asset Management, LLC 866-01260-00 PA US Initial
2012-04-20 Buckshot Strategies LLC 866-01259-00 TX US Initial
2012-04-17 Independent Public Advisors LLC 866-01255-00 IA US Initial
2012-04-17 O'Keefe & Associates Consulting, LLC 866-01258-00 MI US Initial
2012-04-13 AIM Reinvestments, LLC 866-01257-00 NC US Initial
2012-04-12 International Financial Solutions, Inc. 866-01256-00 GA US Initial
2012-04-11 Brown Investment Advisory Incorporated 866-00559-00 MD US Withdrawal
2012-04-10 Brown Advisory Cavanaugh, LLC 866-00304-00 MD US Withdrawal
2012-04-09 Loop Capital Markets LLC 866-00888-00 IL US Amendment
2012-04-02 Forum Capital Securities LLC 866-01254-00 NY US Initial
2012-03-30 WJR & Associates, LLC 866-01253-00 FL US Initial
2012-03-30 Payton Financial, LLC 866-01252-00 GA US Initial
2012-03-29 Josephine E. Shea 866-01249-00 MA US Initial
2012-03-29 Stowe LLC 866-01251-00 CO US Initial
2012-03-27 Callahan CPA Group, P.C. 866-01250-00 IN US Initial
2012-03-26 Becker Capital and Finance 866-00708-00 GA US Amendment
2012-03-26 O'Connor & Company Securities, Inc. 866-01248-00 CA US Initial
2012-03-23 Nicholson Advisors, LLC 866-01247-00 MS US Initial
2012-03-22 Eric Jay Scriven 866-01246-00 CA US Initial
2012-03-20 World Capital Brokerage, Inc. 866-00660-00 CO US Withdrawal
2012-03-19 Twin River National Bank 866-00694-00 WA US Withdrawal
2012-03-16 Covenant Financial Services, Inc. 866-00256-00 IN US Amendment
2012-03-14 Colorado Development Finance Corporation LLC 866-01245-00 CO US Initial
2012-03-14 Edward J. Theobald 866-01244-00 NH US Initial
2012-03-13 nProfit, LLC 866-01243-00 IL US Initial
2012-03-13 MANN MANN JENSEN PARTNERS LP 866-01242-00 NY US Initial
2012-03-13 GSA Compliance Group USA LLC 866-01241-00 CO US Initial
2012-03-09 Carolina Municipal Securities, Inc. 866-01239-00 SC US Initial
2012-03-09 richard mccann potter 866-01231-00 PA US Initial
2012-03-08 Stinson Securities LLC 866-01238-00 CA US Initial
2012-03-07 Artemis Global Partners LLC. 866-00427-00 NY US Withdrawal
2012-03-06 Napoleon R. Madrid 866-01237-00 CA US Initial
2012-03-06 Eastshore Consulting LLC 866-01233-00 CA US Initial
2012-03-06 Connors & Co. Investment Serivices, Inc. 866-00802-00 GA US Amendment
2012-03-05 Indian Harbor, LLC 866-01236-00 CT US Initial
2012-03-02 Gardnyr Michael Capital, LLC 866-01235-00 AL US Initial
2012-02-29 Nancy Hall 866-01234-00 MD US Initial
2012-02-28 Oakwood Public Finance, Inc. 866-01230-00 CA US Initial
2012-02-27 J M Bennett & Associates 866-01229-00 MI US Initial
2012-02-27 The Center For Institutional Finance, LLC 866-01228-00 FL US Initial
2012-02-25 Creative Media Advisors Inc 866-01227-00 CA US Initial
2012-02-24 Oxford Advisors LLC 866-01226-00 NY US Initial
2012-02-23 Brookhurst Capital Corp 866-01224-00 CA US Initial
2012-02-22 Causey Demgen & Moore Inc. 866-00159-00 CO US Amendment
2012-02-22 Jonathan Scott Miller 866-01223-00 KY US Initial
2012-02-21 The Waterworks Group 866-01222-00 IL US Initial
2012-02-21 Hamlin Capital Advisors LLC 866-01216-00 FL US Initial
2012-02-15 PUB- Wealth Management & Trust 866-01218-00 CT US Initial
2012-02-14 First Southern Securities, LLC. 866-01219-00 GA US Initial
2012-02-14 The Huntington National Bank 866-01024-00 OH US Amendment
2012-02-13 Keene and Associates, Ltd 866-01217-00 IL US Initial
2012-02-13 Houskamp Advisory Services, LLC 866-01215-00 FL US Initial
2012-02-13 NHA Advisors, LLC 866-01214-00 CA US Initial
2012-02-13 Theodore J. Aleixo Jr. 866-01213-00 MA US Initial
2012-02-09 Optimal Financial Services, Inc. 866-01212-00 GA US Initial
2012-02-08 Jones Lang LaSalle 866-00246-00 DC US Withdrawal
2012-02-08 Oakpoint Advisors LLC 866-00449-00 NY US Withdrawal
2012-02-07 Great Disclosure LLC 866-01209-00 MI US Initial
2012-02-03 The Rothstein Group LLC 866-01208-00 IL US Initial
2012-02-02 Deutsche Bank Securities Inc. 866-01197-00 NY US Initial
2012-02-02 Nicholson & Company, PLLC 866-00336-00 MS US Amendment
2012-02-02 Jones Lang LaSalle Americas, Inc. 866-01203-00 IL US Initial
2012-02-02 Jones Lang LaSalle 866-00643-00 DC US Withdrawal
2012-02-02 Jones Lang LaSalle 866-00642-00 DC US Withdrawal
2012-01-31 NAFA Capital Markets, LLC 866-01207-00 OK US Initial
2012-01-30 Seven One Inc. 866-01206-00 WA US Initial
2012-01-30 JLT Capital Partners LLC 866-01205-00 NH US Initial
2012-01-30 CertusSecurities, Inc. 866-01202-00 GA US Initial
2012-01-27 CliftonLarsonAllen LLP 866-00871-00 WI US Amendment
2012-01-27 Kuykendall & Schneider, Inc. 866-00722-00 TX US Withdrawal
2012-01-25 Peters Municipal Consultants, LTD 866-00232-00 IN US Amendment
2012-01-23 Rivera, Sierra & Company, Inc. 866-00752-00 NY US Withdrawal
2012-01-20 Old Greenwich Partners LLC 866-00394-00 FL US Withdrawal
2012-01-20 Halen Capital Inc. 866-00903-00 FL US Withdrawal
2012-01-19 Gardner, Underwood & Bacon LLC 866-00050-00 CA US Withdrawal
2012-01-19 Brattle Advisors LLC 866-00612-00 MA US Amendment
2012-01-19 Jeffrey William Smell, Country Roads Leasing, LLC 866-01199-00 WV US Initial
2012-01-18 Gene O'Neil Rice 866-01198-00 CA US Initial
2012-01-13 OS Advisors, Inc. 866-00651-00 ND US Amendment
2012-01-12 California Capital Leasing Corp. 866-00629-00 CA US Withdrawal
2012-01-12 Patricia Marie McDermit 866-01183-00 MI US Initial
2012-01-12 PCS Securities 866-00598-00 WA US Withdrawal
2012-01-11 Puget Sound Capital Services LLC 866-01194-00 WA US Initial
2012-01-11 New Albany Capital Partners, LLC 866-01193-00 OH US Initial
2012-01-10 BTIG, LLC 866-00755-00 CA US Amendment
2012-01-09 BTIG, LLC 866-00744-00 CA US Withdrawal
2012-01-09 Thomas L. Brod 866-00946-00 IL US Amendment
2012-01-09 Scott James Nance 866-00776-00 AZ US Withdrawal
2012-01-05 International Assets Investment Management, LLC 866-00526-00 FL US Withdrawal
2012-01-05 International Assets Advisory, LLC 866-00409-00 FL US Withdrawal
2012-01-05 Strategic Marketing Solutions LLC, Ltd. 866-00601-00 CA US Amendment
2012-01-05 Sequoia Financial Group LLC 866-00829-00 CA US Withdrawal
2012-01-04 HOLMAN CAPITAL CORPORATION 866-00209-00 CA US Amendment
2012-01-04 Diversified Municipal Finance Corporation 866-00970-00 IN US Withdrawal
2012-01-03 Civic Finance Advisors, LLC 866-00055-00 KY US Amendment
2012-01-03 Brown Advisory, LLC 866-01190-00 MD US Initial
2012-01-03 Hammond Hanlon Camp LLC 866-01134-00 CA US Amendment
2012-01-03 Lehigh Capital Access, Inc. 866-01116-00 PA US Initial
2012-01-03 Merchants Bank 866-00992-00 VT US Amendment
2011-12-29 AVM, L.P. 866-01189-00 FL US Initial
2011-12-29 Honora Morrissey Freeman Consulting Services 866-00461-00 MD US Withdrawal
2011-12-28 NEUBERGER BERMAN TRUST COMPANY N.A. 866-01186-00 NY US Initial
2011-12-23 William Jason Simmons 866-01188-00 CO US Amendment
2011-12-22 First Columbia Bank & Trust Co. 866-01187-00 PA US Initial
2011-12-22 Huston Associates, Inc. 866-00621-00 NJ US Withdrawal
2011-12-20 Seslia & Company 866-01184-00 PA US Withdrawal
2011-12-19 American Financial Securities, Inc. 866-00658-00 IA US Withdrawal
2011-12-19 Camden National Bank 866-01170-00 ME US Initial
2011-12-16 Passumpsic Savings Bank 866-01051-00 VT US Withdrawal
2011-12-15 DerivActiv, LLC 866-01176-00 MN US Initial
2011-12-14 Frontera Consultants RGV, LLC 866-01181-00 TX US Initial
2011-12-13 Zions First National Bank 866-00129-00 UT US Amendment
2011-12-13 American Financial Network, Inc. 866-00382-00 OH US Withdrawal
2011-12-12 Simmons First Trust Company, N.A. 866-01150-00 AR US Initial
2011-12-12 Tessera Capital Services, LLC 866-00376-00 NY US Withdrawal
2011-12-08 First Kentucky Securities Corporation 866-01178-00 KY US Amendment
2011-12-02 Health Care Capital Corp. 866-01174-00 CA US Initial
2011-12-02 Caelus Consulting LLC 866-01173-00 NY US Initial
2011-11-22 BJH Advisors LLC 866-01172-00 NY US Initial
2011-11-21 LIATI Group, LLC 866-01171-00 NY US Initial
2011-11-21 Ameriprise Financial Services, Inc 866-01168-00 MN US Initial
2011-11-17 Davenport & Company LLC 866-00106-00 VA US Amendment
2011-11-17 Rafael Andres Valdes 866-01167-00 LA US Initial
2011-11-15 Thomas E. Laird 866-01165-00 MN US Initial
2011-11-11 First Tuskegee Bank 866-01164-00 AL US Initial
2011-11-10 Avondale Partners, LLC 866-01163-00 TN US Amendment
2011-11-10 Public Radio Capital 866-01162-00 CO US Initial
2011-11-08 NELSON SECURITIES, INC 866-01161-00 WA US Initial
2011-11-04 Seth Wurzel Consulting, Inc. 866-01159-00 CA US Initial
2011-11-04 Leonard & Company 866-00729-00 MI US Amendment
2011-11-01 Mountainside Capital Advisors LLC 866-01152-00 NC US Amendment
2011-11-01 Neman Financial 866-01156-00 CA US Initial
2011-10-31 Rockland Trust Company 866-01155-00 MA US Amendment
2011-10-31 ParenteBeard LLC 866-01154-00 PA US Initial
2011-10-30 Cheryl D Cook 866-01153-00 UT US Initial
2011-10-28 Herman Grant Wilson 866-00868-00 CA US Amendment
2011-10-26 Brandywine Investment Securities, LLC 866-01139-00 PA US Initial
2011-10-25 Davidson Fixed Income Management, Inc. 866-00123-00 CO US Withdrawal
2011-10-24 Steven A. Goldfield 866-01149-00 PA US Initial
2011-10-20 Capital Link, Inc. 866-01148-00 MA US Initial
2011-10-20 Neil C Hertenstein 866-01147-00 IL US Initial
2011-10-12 Miller Buckfire & Co., LLC 866-00957-00 NY US Amendment
2011-10-06 JPMorgan Chase Bank, NA 866-00370-00 NY US Amendment
2011-09-29 SG Americas Securities, LLC 866-00197-00 NY US Initial
2011-09-28 W.HMell Associates, Inc 866-00924-00 NJ US Withdrawal
2011-09-22 Gregory A. Giammarco 866-01144-00 NY US Initial
2011-09-22 KIOUS AND COMPANY, INCORPORATED 866-01143-00 NM US Initial
2011-09-20 Omni Financial Group, Inc. 866-01142-00 NY US Initial
2011-09-14 Kentucky League of Cities, Inc. 866-01115-00 KY US Amendment
2011-09-14 NACo 866-01141-00 DC US Initial
2011-09-07 Veyron Securities LLC 866-01138-00 NY US Initial
2011-09-01 CCP Capital Partners, LLC 866-01137-00 NY US Initial
2011-09-01 Eppinger & Associates, LLC 866-00380-00 FL US Amendment
2011-09-01 McMahan Advisory Services LLC 866-01136-00 OK US Initial
2011-08-29 Public Management Group LLC 866-01135-00 CA US Initial
2011-08-29 Gorham Savings Bank 866-01133-00 ME US Initial
2011-08-25 NEPHI AIONO 866-01132-00 UT US Initial
2011-08-25 North by Northwest Capital Corp. 866-00584-00 MO US Withdrawal
2011-08-23 Bedrock Global LLC 866-01130-00 DC US Amendment
2011-08-22 Monument Group, Inc. 866-01129-00 MA US Amendment
2011-08-22 Cleveland Matthew Heath 866-00471-00 AR US Withdrawal
2011-08-19 KNIGHT CAPITAL AMERICAS, L.P. 866-01125-00 NJ US Initial
2011-08-18 StuFund Finance, LLC 866-01127-00 NJ US Initial
2011-08-17 Harrison Securities Incorporated 866-01126-00 TX US Initial
2011-08-16 Cross Point Capital LLC 866-01121-00 NJ US Amendment
2011-08-15 Koppel & Gruber Public Finance 866-01124-00 CA US Initial
2011-08-11 INTL Trading, Inc. 866-01123-00 FL US Initial
2011-08-08 Andres Gomez 866-00850-00 NY US Withdrawal
2011-08-06 Aqueous Advisors Inc. 866-01120-00 NY US Initial
2011-08-04 DAK Financial Corp. 866-01119-00 NY US Initial
2011-08-03 NACo RMA, LLC 866-01118-00 DC US Amendment
2011-08-03 Kentucky Asssociation of Counties 866-01091-00 KY US Amendment
2011-08-03 Willis Securities, Inc. 866-01117-00 NY US Initial
2011-08-02 David Paul Rosen & Associates 866-01102-00 CA US Amendment
2011-07-28 Censeo Inc. 866-01114-00 AL US Initial
2011-07-27 Dahab Associates, Inc. 866-01113-00 NY US Initial
2011-07-25 Susan Jane Leigh 866-01112-00 FL US Initial
2011-07-25 Mark Hendrickson 866-01111-00 FL US Initial
2011-07-23 Orestes Capital Management LLC 866-01110-00 FL US Initial
2011-07-22 First Security Finance 866-01014-00 AR US Amendment
2011-07-20 Allen & Company LLC 866-01109-00 NY US Initial
2011-07-20 Commerce Bank 866-00884-00 MO US Amendment
2011-07-20 TradeLink Securities LLC 866-01108-00 IL US Initial
2011-07-19 CHOICE INVESTMENTS, INC. 866-01105-00 TX US Initial
2011-07-19 Seel Jackson Consulting, LLC 866-01107-00 IN US Initial
2011-07-18 NBS Government Finance Group 866-01103-00 CA US Initial
2011-07-18 ADVISORY SERVICES GROUP LLC 866-01106-00 TN US Initial
2011-07-18 Clary Consulting, LLC 866-01104-00 FL US Initial
2011-07-18 Probitas Funds Group, LLC 866-01021-00 CA US Initial
2011-07-15 Alliance for Cooperative Energy Services Power Marketing LLC 866-01101-00 IN US Initial
2011-07-14 Global Strategic, LLC 866-01100-00 CA US Initial
2011-07-14 All To Success inc. 866-01099-00 CA US Initial
2011-07-14 Kiss & Company, Inc. 866-01098-00 FL US Initial
2011-07-14 Wells Fargo Bank, National Association Municipal Products Group 866-00359-00 NC US Amendment
2011-07-13 Michael P. Schaefer 866-01097-00 MN US Initial
2011-07-12 Sturdivant & Co., Inc. 866-01096-00 NJ US Initial
2011-07-12 Cantor Fitzgerald & Co. 866-01095-00 NY US Amendment
2011-07-11 Leslie F. Bond, Jr. 866-01094-00 IL US Initial
2011-07-11 Public Finance Group, Inc. 866-01093-00 KS US Initial
2011-07-10 Hannover Ltd. 866-01092-00 MN US Initial
2011-07-08 NTE Energy Services Company LLC 866-01090-00 FL US Initial
2011-07-07 Chetan K. Marfatia 866-01089-00 NY US Initial
2011-07-07 Philip Harloff 866-01088-00 FL US Initial
2011-07-07 John William Meyer 866-01087-00 MN US Initial
2011-07-07 Municipal Resource Advisors, LLC 866-01086-00 MD US Initial
2011-07-06 Ravinder Chitkara 866-01085-00 CA US Amendment
2011-07-06 cotler & company 866-01084-00 FL US Initial
2011-07-06 Compass Bank 866-01072-00 AL US Initial
2011-07-05 Municipal Finance Consulting Services Inc. (MFCS) 866-01083-00 IL US Initial
2011-07-05 FIG Partners LLC 866-01082-00 GA US Initial
2011-07-02 DiPerna & Company, LLC. 866-01081-00 OH US Initial
2011-07-01 Long-Economic Development Advisors, LLC 866-01080-00 OH US Initial
2011-06-30 C-III Investment Management LLC 866-00968-00 TX US Withdrawal
2011-06-28 A. A. Jackson & Associates, Inc. 866-01064-00 GA US Withdrawal
2011-06-28 MacGregor Global Investments, LLC 866-01079-00 IL US Initial
2011-06-28 Blue Rose Capital Advisors 866-01075-00 MN US Amendment
2011-06-27 Virginia Local Government Finance Corporation 866-01077-00 VA US Initial
2011-06-24 Calvin F. Vismale, Jr. 866-01076-00 GA US Initial
2011-06-24 M&I Marshall & Ilsley Bank 866-00682-00 WI US Withdrawal
2011-06-24 Key Equipment Finance Inc. 866-01042-00 CO US Initial
2011-06-24 Key Government Finance, Inc. 866-01062-00 CO US Initial
2011-06-24 KeyBank National Association 866-01063-00 OH US Initial
2011-06-24 Baker Tilly Virchow Krause LLP 866-01074-00 IL US Initial
2011-06-21 Bangor Savings Bank 866-01073-00 ME US Initial
2011-06-20 The Moreward Group, LLC 866-00811-00 LA US Amendment
2011-06-16 Catalyst Capital Corporation 866-01071-00 PA US Initial
2011-06-16 Applied Networks 866-01070-00 IN US Initial
2011-06-13 Greystone Capital Advisors, LLC 866-01069-00 PA US Initial
2011-06-10 Central Valley Community Bank 866-01068-00 CA US Initial
2011-06-10 Popular Securities 866-01067-00 PR Initial
2011-06-09 Nirvana Analytics, LLC 866-01066-00 OH US Initial
2011-06-08 BB&T Investment Services, Inc 866-00880-00 NC US Withdrawal
2011-06-06 DB Advisors Northwest, LLC. 866-01065-00 WA US Initial
2011-06-01 Steven Douglas LLC 866-01061-00 ID US Initial
2011-05-31 Ernst & Young Advisory Inc. 866-01060-00 CA Initial
2011-05-17 Thrivent Investment Management 866-01059-00 PA US Initial
2011-05-13 Eric D. Floyd 866-01058-00 GA US Initial
2011-05-11 C.A. WHITTAKER & ASSOCIATES LLC 866-01057-00 IN US Initial
2011-05-11 Frank Di Maria 866-01056-00 NJ US Initial
2011-05-10 FRS Securities, LLC 866-01055-00 MD US Initial
2011-05-10 Unison Consulting, Inc. 866-01054-00 IL US Initial
2011-05-05 Sharon M. Greene 866-01045-00 CA US Amendment
2011-05-05 Kennebunk Savings Bank 866-01052-00 ME US Initial
2011-05-02 Unison Consulting, Inc. 866-01049-00 IL US Amendment
2011-04-29 Cascadia Investor Services Group LLC 866-01050-00 WA US Initial
2011-04-27 Brandis Tallman LLC 866-01047-00 CA US Initial
2011-04-27 MAS Energy LLC 866-00717-00 FL US Withdrawal
2011-04-27 Dan Dunmoyer 866-01046-00 CA US Initial
2011-04-22 Public Fund Investment Strategies 866-01032-00 MO US Amendment
2011-04-21 RBC Capital Markets, LLC 866-00365-00 NY US Amendment
2011-04-20 Hancock Investment Services, Inc 866-01043-00 LA US Initial
2011-04-17 Welborn Capital LLC 866-01041-00 NY US Initial
2011-04-15 Colin Henry Elliott 866-01040-00 CA US Initial
2011-04-15 O'MEARA, FERGUSON, WHELAN, AND CONWAY SECURITIES, LLC 866-01036-00 MI US Initial
2011-04-15 Omni Consulting Services 866-01039-00 FL US Initial
2011-04-15 Paul Crosby Sorensen 866-01038-00 WA US Initial
2011-04-14 The Cawthorne Financial Group LLC 866-01037-00 LA US Initial
2011-04-13 The Process Management Group, LLC 866-01013-00 CA US Initial
2011-04-11 William Dawson Gunter, Jr. 866-00982-00 FL US Initial
2011-04-10 Jan Otis Grillos 866-01034-00 IL US Amendment
2011-04-09 Eric J Hall 866-01033-00 CA US Initial
2011-04-05 CoreStates Capital Advisors, LLC 866-01030-00 PA US Initial
2011-04-05 State Bank & Trust Co. 866-01022-00 OH US Initial
2011-04-05 Innovative Utility Solutions of Alabama L.L.C. 866-01029-00 AL US Initial
2011-04-05 MES - Maine Education Services 866-01028-00 ME US Initial
2011-04-05 John K. Piercey 866-01027-00 OK US Initial
2011-04-04 Pinnacle Investment Advisors, LLC 866-01018-00 GA US Amendment
2011-03-30 Financial Consulting Solutions Group, Inc. 866-01026-00 WA US Initial
2011-03-30 william R Godfrey 866-01023-00 GA US Amendment
2011-03-29 Steven James Watson 866-01025-00 NV US Initial
2011-03-28 Constellation Energy Projects and Services Group Advisors LLC 866-00995-00 MD US Initial
2011-03-25 FTI CAPITAL ADVISORS, LLC 866-01019-00 DC US Initial
2011-03-24 Mission Management & Consultants LLC 866-01020-00 FL US Initial
2011-03-23 Capital Solutions Incorporated 866-00300-00 LA US Withdrawal
2011-03-21 Taktix Solutions, LLC 866-00972-00 MI US Initial
2011-03-21 M Johnson Consultants LLC 866-01017-00 GA US Initial
2011-03-21 Advoca Securities, LLC 866-01016-00 OH US Initial
2011-03-18 Silver Leaf Partners, LLC 866-01015-00 NY US Initial
2011-03-18 The Huntington Investment Company 866-01012-00 OH US Initial
2011-03-16 DuBois V Cox 866-01010-00 DC US Initial
2011-03-16 MAC Consulting, LLC 866-01009-00 IN US Initial
2011-03-16 SMBC Capital Markets, Inc. 866-01005-00 NY US Initial
2011-03-15 Red Capital Markets, LLC 866-01008-00 OH US Initial
2011-03-15 NIGHTLINGER, COLAVITA & VOLPA, PA 866-01007-00 NJ US Initial
2011-03-14 Tennessee Utility Assistance, LLC 866-01006-00 TN US Initial
2011-03-14 Patrick Capital Markets, LLC 866-00996-00 MO US Amendment
2011-03-11 Regions Financial Corporation 866-01004-00 AL US Initial
2011-03-11 D+G Consulting Group LLC 866-01003-00 IL US Initial
2011-03-08 John D. Sullivan 866-01002-00 CT US Initial
2011-03-08 Guggenheim Securities, LLC 866-00999-00 NY US Initial
2011-03-07 Security First Bank of North Dakota 866-01001-00 ND US Initial
2011-03-04 Perseverance Capital Advisors LLC 866-01000-00 VA US Initial
2011-03-02 Jerome L. Garffer 866-00998-00 PR Initial
2011-03-01 Governmental Services, LLC 866-00997-00 DE US Initial
2011-02-28 Raftelis Financial Consultants, Inc. 866-00994-00 NC US Initial
2011-02-25 Avant Energy, Inc. 866-00993-00 MN US Initial
2011-02-25 Green Campus Partners, LLC 866-00233-00 NJ US Amendment
2011-02-25 ANCHOR ASSET MANAGEMENT LLC 866-00695-00 NY US Withdrawal
2011-02-25 Daniel P. Harden 866-00619-00 WA US Withdrawal
2011-02-23 ED Services, LLC 866-00991-00 OR US Initial
2011-02-23 Union Bank 866-00990-00 VT US Initial
2011-02-22 Newcastle Distributors LLC 866-00989-00 CT US Initial
2011-02-22 Eichner & Norris PLLC 866-00988-00 DC US Initial
2011-02-22 Donald D Nelson Jr. 866-00987-00 MA US Initial
2011-02-22 Abundant Power Solutions, LLC 866-00887-00 NC US Initial
2011-02-22 Lerch, Vinci & Higgins, LLP 866-00541-00 NJ US Withdrawal
2011-02-21 Dick R. Murphy & Co., Inc. 866-00986-00 CO US Initial
2011-02-18 Michael Bernard Tarnoff 866-00984-00 IL US Initial
2011-02-17 Lawrenson Services Inc. 866-00981-00 GA US Initial
2011-02-16 Mazyck Advisors LLC 866-00980-00 CA US Initial
2011-02-16 Timothy Farkas 866-00979-00 NV US Initial
2011-02-15 Growth Capital Associates, Inc. 866-00969-00 CA US Initial
2011-02-15 Edwin Figueroa 866-00978-00 PR Initial
2011-02-14 Servin You Inc. 866-00977-00 CA US Initial
2011-02-14 Parenteau Associates, LLC 866-00975-00 CT US Initial
2011-02-11 Community National Bank 866-00955-00 VT US Initial
2011-02-11 Jeffrey Bean 866-00974-00 MA US Initial
2011-02-10 Letort Management & Trust Company 866-00973-00 PA US Initial
2011-02-09 Longhouse Capital Advisors, LLC 866-00971-00 IL US Initial
2011-02-08 Ricondo & Associates, Inc. 866-00960-00 OH US Initial
2011-02-08 Municipal Quantitative Services, Inc. 866-00967-00 DE US Initial
2011-02-04 RG Knox Company 866-00966-00 UT US Initial
2011-02-03 GSF Capital Markets, LLC 866-00965-00 MA US Initial
2011-02-03 Prospero Capital LLC 866-00964-00 CT US Initial
2011-02-03 Clean Energy Capital Securities LLC 866-00963-00 CA US Initial
2011-02-03 Central States Capital Markets 866-00962-00 MO US Initial
2011-02-02 Third Coast Financial Services, LLC 866-00157-00 MI US Withdrawal
2011-02-02 Third Coast Commercial Real Estate, LLC 866-00961-00 MI US Initial
2011-01-31 Peregrine Advisors, LLC 866-00959-00 CO US Initial
2011-01-31 Goldman, Beale Associates 866-00958-00 NJ US Initial
2011-01-31 Reliance Worldwide Investments, LLC 866-00594-00 IL US Initial
2011-01-28 Robert Fuller 866-00048-00 NJ US Amendment
2011-01-27 Exico, Inc. 866-00953-00 PA US Initial
2011-01-27 Charter Business Services, Inc. 866-00956-00 UT US Initial
2011-01-27 Rollstone Bank & Trust 866-00954-00 MA US Initial
2011-01-26 Coventry Securities, LLC 866-00952-00 PA US Initial
2011-01-26 MCap Financial Services, LLC 866-00951-00 TX US Amendment
2011-01-25 Jeneva Investment Advisors, Inc 866-00792-00 GA US Amendment
2011-01-24 Ascension Capital Enterprises, LLC 866-00949-00 PA US Initial
2011-01-21 New Harbor Incorporated 866-00948-00 NY US Initial
2011-01-20 Catholic Finance Corporation 866-00947-00 MN US Initial
2011-01-19 Public Finance Advisors LLC 866-00155-00 IL US Amendment
2011-01-18 CIM Investment Management, Inc 866-00945-00 PA US Initial
2011-01-17 Municipal Consultants of Indiana, Inc. 866-00407-00 IN US Amendment
2011-01-17 Financial Solutions Group, Inc. 866-00406-00 IN US Amendment
2011-01-13 Michael Thomas 866-00944-00 MS US Initial
2011-01-13 Edward P. Crouch 866-00212-00 MA US Amendment
2011-01-12 Foresight Capital Management Advisors, LLC 866-00938-00 MI US Initial
2011-01-12 District Management Services 866-00943-00 FL US Initial
2011-01-11 Steven C. Davis 866-00942-00 MO US Initial
2011-01-11 McLiney And Company 866-00451-00 MO US Amendment
2011-01-11 MET Consulting Inc 866-00941-00 OH US Initial
2011-01-10 Trinity Capital Resources, LLC 866-00939-00 LA US Initial
2011-01-06 Hutchins, Farrell, Meyer & Allison, P.A. 866-00936-00 NJ US Initial
2011-01-06 Reedy Financial Group, P.C. 866-00934-00 IN US Initial
2011-01-05 Duncan-Williams, Inc. 866-00932-00 TN US Initial
2011-01-04 Podesta & Co. 866-00933-00 IL US Initial
2011-01-03 Trinity Partners LLC 866-00906-00 IL US Initial
2011-01-03 Wesstminster Investment Group, Inc. 866-00930-00 PA US Initial
2010-12-31 Gates Capital Corporation 866-00928-00 NY US Initial
2010-12-31 Kovack Securities, Inc. 866-00927-00 FL US Initial
2010-12-31 Great Pacific Fixed Income Securities Inc. 866-00926-00 CA US Initial
2010-12-31 FSB Warner Financial, Inc. 866-00925-00 IA US Initial
2010-12-31 Infinex Investments Inc 866-00922-00 CT US Initial
2010-12-31 LB Group LLC 866-00923-00 CT US Initial
2010-12-31 Investors Capital Corporation 866-00921-00 MA US Initial
2010-12-30 Hopkins & Company 866-00919-00 PA US Initial
2010-12-30 The Haverford Trust Company 866-00918-00 PA US Initial
2010-12-30 Federated Advisory Services Company 866-00520-00 PA US Withdrawal
2010-12-30 FEDERATED MDTA LLC 866-00492-00 MA US Withdrawal
2010-12-30 Federated Investment Counseling 866-00299-00 PA US Withdrawal
2010-12-30 Akin Bay Company LLC 866-00917-00 NY US Initial
2010-12-30 The Bank of Nova Scotia - New York Agency 866-00911-00 NY US Initial
2010-12-30 Essex Financial Services, Inc. 866-00915-00 CT US Initial
2010-12-30 Martin Nelson & Co., Inc. 866-00916-00 WA US Initial
2010-12-30 Thomas Capital Group, Inc. 866-00914-00 WA US Initial
2010-12-30 NISA Investment Advisors, L.L.C. 866-00439-00 MO US Withdrawal
2010-12-30 Androscoggin Savings Bank 866-00912-00 ME US Initial
2010-12-29 Holland Financial Services LLC 866-00631-00 WI US Withdrawal
2010-12-29 Melvin Securities, LLC 866-00910-00 IL US Initial
2010-12-29 Sloan Wealth Management LLC 866-00909-00 TX US Initial
2010-12-29 VAB Advisors, LLC. 866-00907-00 PR Initial
2010-12-29 VAB Financial, LLC. 866-00905-00 PR Initial
2010-12-29 Starshak Winzenburg & Co. 866-00904-00 IL US Initial
2010-12-29 Municipal Finance Corporation 866-00902-00 CA US Initial
2010-12-29 First National Bankers Bank 866-00901-00 LA US Initial
2010-12-29 Raymond James Financial Services, Inc. 866-00900-00 FL US Initial
2010-12-28 Crossroads Investment Advisors, LLC 866-00895-00 UT US Initial
2010-12-28 Daniel W. Roberts 866-00893-00 CA US Amendment
2010-12-28 Fortress Group, Inc. 866-00899-00 GA US Initial
2010-12-28 Gregory J. Schwartz & Co., Inc. 866-00898-00 MI US Initial
2010-12-28 Dominion Capital Group Inc. 866-00467-00 CO US Withdrawal
2010-12-28 Lamont Investment Advisers Corporation 866-00897-00 NJ US Initial
2010-12-27 The First National Bank of Ottawa 866-00807-00 IL US Amendment
2010-12-27 A.Bridge-Realvest Securities Corp. 866-00896-00 NJ US Initial
2010-12-27 Tax Credit Management Inc. 866-00894-00 SC US Initial
2010-12-23 orchard street partners llc 866-00892-00 NY US Initial
2010-12-23 Calton & Associates, Inc 866-00876-00 FL US Initial
2010-12-23 Banco Bilbao Vizcaya Argentaria S.A. 866-00891-00 NY US Initial
2010-12-23 Academy Securities, Inc 866-00890-00 NY US Initial
2010-12-23 Pickwick Capital Partners, LLC 866-00889-00 NY US Initial
2010-12-22 Double Eagle Securities of America, Inc. 866-00866-00 FL US Initial
2010-12-22 Robert M. Cramer 866-00080-00 IN US Amendment
2010-12-22 FAIRFAX SECURITIES CORPORATION 866-00886-00 TX US Initial
2010-12-21 The Philadelphia Trust Company, Inc. 866-00885-00 PA US Initial
2010-12-21 Southwestern Capital Markets, Inc. 866-00820-00 TX US Initial
2010-12-21 Energy Efficiency Finance Corp. 866-00883-00 WA US Initial
2010-12-21 EdgeLine Capital, LLC 866-00881-00 CA US Initial
2010-12-21 United Brokerage Services, Inc. 866-00882-00 WV US Initial
2010-12-21 Frederick Lodge Malloy 866-00879-00 MA US Initial
2010-12-21 PTP SECURITIES, LLC 866-00878-00 CT US Initial
2010-12-21 Stanwich Advisors LLC 866-00877-00 CT US Initial
2010-12-21 Mondiale Securities, LLC 866-00875-00 NY US Initial
2010-12-21 Mowery Capital Management, LLC. 866-00865-00 TX US Initial
2010-12-20 Creative Investment Research, Inc. 866-00874-00 DC US Initial
2010-12-20 NYLIFE Distributors LLC 866-00873-00 NJ US Initial
2010-12-20 North Bridge Capital, LLC 866-00434-00 MA US Withdrawal
2010-12-20 JFBP, LLC 866-00869-00 NY US Amendment
2010-12-20 Federated Global Investment Management Corp. 866-00258-00 NY US Withdrawal
2010-12-20 Triago Americas, Inc. 866-00867-00 NY US Initial
2010-12-18 Robert Feldman 866-00296-00 NY US Withdrawal
2010-12-17 Sunbelt Securities, Inc. 866-00859-00 TX US Initial
2010-12-17 Eastern Bank 866-00864-00 MA US Initial
2010-12-17 Santander Securities Corporation 866-00863-00 PR Initial
2010-12-17 Lori E. Lombard 866-00335-00 MA US Amendment
2010-12-16 Spectrum Capital Markets, LLC 866-00862-00 NM US Initial
2010-12-16 Harbor Wealth Management Inc 866-00860-00 TX US Initial
2010-12-15 David Christopher McGuire 866-00858-00 CA US Initial
2010-12-15 Delta Utility Associates, LLC 866-00857-00 OR US Initial
2010-12-15 LFC Securities, LLC 866-00856-00 DC US Initial
2010-12-15 Alexander G. Brown 866-00262-00 CO US Initial
2010-12-15 MVision Private Equity Advisers USA LLC 866-00525-00 GB Amendment
2010-12-15 Worth Financial Group Inc. 866-00855-00 TX US Initial
2010-12-15 Genesis Marketing Group, Inc. 866-00854-00 IL US Initial
2010-12-14 Green Gable Consulting LLC 866-00853-00 PA US Initial
2010-12-14 M. E. Allison & Co., Inc. 866-00852-00 TX US Initial
2010-12-13 Scott C. Morgan 866-00851-00 CA US Initial
2010-12-13 Planned Investment Company, Inc. 866-00847-00 IN US Withdrawal
2010-12-13 Scully Capital Securities Corporation 866-00849-00 DC US Initial
2010-12-13 Glickenhaus & Co. 866-00846-00 NY US Initial
2010-12-13 FMSbonds, Inc. 866-00843-00 FL US Initial
2010-12-13 Sixpoint Partners, LLC 866-00845-00 NY US Initial
2010-12-13 Terminus Securities, LLC 866-00844-00 GA US Initial
2010-12-09 Komen Asset Managers, Inc. 866-00842-00 CT US Initial
2010-12-08 David Drown Associates, Inc. 866-00841-00 MN US Initial
2010-12-07 Andrew Kalotay Associates, Inc. 866-00838-00 NY US Initial
2010-12-07 DeWaay Financial Network, LLC 866-00837-00 MO US Initial
2010-12-07 ONEWORLD BUSINESS FINANCE - MI 866-00836-00 MI US Initial
2010-12-07 Cumberland Partners, LLC 866-00835-00 TN US Initial
2010-12-07 New York Municipal Advisors Corporation 866-00834-00 NY US Initial
2010-12-06 First National Bank of Omaha 866-00833-00 NE US Initial
2010-12-03 PRESTON SECURITIES, LLC 866-00831-00 TX US Initial
2010-12-03 Citigroup Global Markets Inc. 866-00278-00 NY US Amendment
2010-12-03 Ranson Financial Consultants, LLC 866-00169-00 KS US Amendment
2010-12-02 john w marsee 866-00830-00 KY US Initial
2010-12-02 The GAMS Group, Inc. 866-00828-00 FL US Initial
2010-11-30 Kenneth Kash Hira 866-00799-00 CA US Initial
2010-11-30 Kosmont Realty Corporation 866-00827-00 CA US Initial
2010-11-30 Benjamin F. Edwards & Company, Inc. 866-00819-00 MO US Initial
2010-11-30 Webster Bank Municipal Advisory Group 866-00369-00 CT US Amendment
2010-11-29 T AND L CONSTRUCTION COMPANY 866-00825-00 TN US Initial
2010-11-29 George Allen Majors 866-00824-00 PA US Initial
2010-11-29 Municipal Advisors Group of Boston, Inc. 866-00399-00 MA US Amendment
2010-11-29 First National Bank - Fox Valley 866-00823-00 WI US Initial
2010-11-26 McDonald Partners, Inc. 866-00818-00 CA US Initial
2010-11-23 Stone & Youngberg LLC 866-00062-00 CA US Amendment
2010-11-23 Bank of Hawaii 866-00816-00 HI US Initial
2010-11-22 Bittel Financial Advisors, LLC 866-00389-00 NH US Amendment
2010-11-22 EATON PARTNERS, LLC 866-00293-00 CT US Amendment
2010-11-19 Associated Trust Co. N.A. 866-00817-00 WI US Initial
2010-11-18 American National Trust and Investment Management Company 866-00815-00 IN US Initial
2010-11-18 Cameron Wilson Soholt 866-00814-00 CA US Initial
2010-11-18 Ryan Patrick Aubry 866-00813-00 CA US Initial
2010-11-18 Capital Institutional Services, Inc 866-00812-00 TX US Initial
2010-11-18 Boenning & Scattergood, Inc 866-00544-00 PA US Amendment
2010-11-18 UMB Bank, n.a. 866-00494-00 MO US Amendment
2010-11-17 Kirsten Hansen Timmins 866-00809-00 CA US Initial
2010-11-17 Sutter Securities Incorporated 866-00810-00 CA US Initial
2010-11-17 Comprehensive Securities Compliance Solutions, Inc. 866-00164-00 NC US Withdrawal
2010-11-16 Blackstone Advisory Partners L.P. 866-00788-00 NY US Initial
2010-11-16 Nicolosi & Associates, LLC 866-00805-00 IL US Initial
2010-11-15 MUNICIPAL SERVICES GROUP, INC. 866-00803-00 CO US Amendment
2010-11-15 Marcia Rojcewicz 866-00404-00 PA US Withdrawal
2010-11-12 Harpal Singh Sadhal 866-00801-00 CA US Initial
2010-11-12 Willdan Financial Services 866-00800-00 CA US Initial
2010-11-10 Laube Capital Advisors LLC 866-00798-00 IL US Initial
2010-11-10 Laube Consulting Group LLC 866-00797-00 IL US Amendment
2010-11-09 Stan Bernstein and Associates, Inc. 866-00796-00 CO US Initial
2010-11-08 National Independent Trust Company 866-00794-00 LA US Initial
2010-11-08 Robert King Associates, L.C. 866-00793-00 VA US Initial
2010-11-04 Banc of America Securities LLC 866-00505-00 NY US Withdrawal
2010-11-03 Sandra Powers Forcier 866-00757-00 MA US Amendment
2010-11-03 KeyBanc Capital Markets Inc. 866-00771-00 OH US Initial
2010-11-02 Delta Managed Solutions, LLC 866-00791-00 CA US Initial
2010-11-02 Young America Capital 866-00790-00 NY US Initial
2010-11-01 Clements Partners, LLC 866-00290-00 WA US Withdrawal
2010-11-01 PricewaterhouseCoopers Investment Advisers LLC 866-00782-00 NY US Initial
2010-11-01 Jerold Ray Williams 866-00787-00 IL US Initial
2010-11-01 Robert W. E. Fisher 866-00383-00 PA US Amendment
2010-11-01 O. W. Krohn & Associates, LLP 866-00275-00 IN US Amendment
2010-10-29 Urban Futures, Inc. 866-00057-00 CA US Amendment
2010-10-29 Raymond J. Bartlett 866-00785-00 WA US Initial
2010-10-29 Edward R. Evanouskas 866-00784-00 CT US Initial
2010-10-26 Environmental Capital LLC 866-00781-00 NY US Initial
2010-10-26 Coughlin & Company, Inc. 866-00780-00 CO US Initial
2010-10-26 Aureus Partners, Inc. 866-00778-00 TX US Initial
2010-10-25 Municipal Bond Consulting, Inc. 866-00777-00 UT US Initial
2010-10-24 Redeeming Ministries of Jesus Christ (RMCBRANCH INC) 866-00361-00 LA US Amendment
2010-10-22 Forsyth Street Advisors LLC 866-00775-00 NY US Initial
2010-10-22 P3 Development Advisors, LLC 866-00774-00 OH US Initial
2010-10-21 Carl M Hennig, Inc. 866-00773-00 WI US Initial
2010-10-21 Larry Joshua Kosmont 866-00768-00 CA US Initial
2010-10-21 John Sherman Jumper 866-00772-00 TN US Initial
2010-10-21 The Buckley Companies, LLC 866-00728-00 IL US Initial
2010-10-21 Mitsubishi UFJ Securities (USA) Inc. 866-00770-00 NY US Initial
2010-10-21 Robert W. Ranger 866-00769-00 NY US Initial
2010-10-20 Susan Elizabeth Perry 866-00767-00 CA US Initial
2010-10-20 Bruce Winans 866-00766-00 MA US Initial
2010-10-20 Philadelphia Financial Services, LLC 866-00765-00 PA US Initial
2010-10-20 Municipal Leasing Credit Corporation 866-00763-00 KS US Initial
2010-10-20 First National Bank 866-00764-00 AL US Initial
2010-10-20 Keith Scott Garte 866-00762-00 MA US Initial
2010-10-19 Force Financial LLC 866-00761-00 FL US Initial
2010-10-19 Trevor Harrison Dean 866-00759-00 MA US Initial
2010-10-19 Leo Wetter 866-00760-00 NY US Initial
2010-10-18 David Clarence Schroll 866-00754-00 PA US Initial
2010-10-18 Compass Securities Corporation 866-00756-00 MA US Initial
2010-10-18 Robert Kuo Consulting, LLC 866-00753-00 CA US Initial
2010-10-17 Wolf & Company Inc. 866-00133-00 CA US Amendment
2010-10-15 Public Finance Associates, LLC 866-00751-00 CO US Initial
2010-10-15 Excel Financial Advisors, Inc. 866-00749-00 PA US Initial
2010-10-15 Yatalie Capital Management 866-00748-00 NC US Initial
2010-10-14 Providence Capital Funding, Inc. 866-00747-00 CA US Initial
2010-10-14 Charles A. Sands 866-00746-00 FL US Initial
2010-10-14 Ricardo A. Perez 866-00745-00 TX US Initial
2010-10-13 London Witte Group LLC 866-00743-00 IN US Initial
2010-10-12 Sentry Management, Inc. 866-00742-00 TX US Initial
2010-10-12 SAMUEL A. RAMIREZ & COMPANY, INC. 866-00740-00 NY US Initial
2010-10-12 Public Financer Group, Inc. 866-00739-00 KS US Initial
2010-10-12 Seth Rosenberg 866-00738-00 AZ US Initial
2010-10-12 International Investment Partners LLC 866-00737-00 AZ US Initial
2010-10-12 Edward D Jones and Co, L.P. 866-00681-00 MO US Initial
2010-10-11 Annette Yee 866-00736-00 CA US Initial
2010-10-09 Malachi financial products Inc 866-00250-00 GA US Initial
2010-10-09 THB Advisory LLC 866-00734-00 NY US Initial
2010-10-08 Clear Scope Advisors, Inc. 866-00733-00 MI US Initial
2010-10-08 AccessAlpha Worldwide LLC 866-00732-00 IL US Initial
2010-10-08 Stuart Allen Cole 866-00731-00 IL US Initial
2010-10-08 Elliott M. Gartner 866-00730-00 AZ US Initial
2010-10-08 Upromsise Investment Advisors, LLC 866-00727-00 MA US Initial
2010-10-08 Stellate Partners LLC 866-00726-00 SC US Initial
2010-10-08 Upromise Investments, Inc. 866-00724-00 MA US Initial
2010-10-07 Grant Street Securities, Inc. 866-00178-00 PA US Amendment
2010-10-07 Rognan & Associates 866-00723-00 MO US Initial
2010-10-06 Chaldon Associates LLC 866-00721-00 NY US Initial
2010-10-06 Caprock Securities, Inc. 866-00720-00 TX US Initial
2010-10-06 Crowe Horwath LLP 866-00691-00 IN US Amendment
2010-10-06 Apple Lane Group LLC 866-00719-00 MA US Initial
2010-10-06 Country Club Bank 866-00715-00 MO US Initial
2010-10-05 Natasha Holiday 866-00718-00 NY US Initial
2010-10-05 Joseph S. Drew 866-00716-00 CO US Initial
2010-10-05 Benjamin Caragan 866-00095-00 CA US Withdrawal
2010-10-05 Fator Securities LLC 866-00714-00 NY US Initial
2010-10-05 Perkins Fund Marketing LLC 866-00713-00 CT US Initial
2010-10-05 Stauder, Barch & Associates,Inc. 866-00712-00 MI US Initial
2010-10-05 Cavanagh, Hoyt & Associates, LLP 866-00710-00 OH US Initial
2010-10-04 Michael G Sudsina 866-00709-00 OH US Initial
2010-10-04 Kipling Jones & Co., Ltd. 866-00700-00 TX US Amendment
2010-10-04 First Security Bank 866-00707-00 AR US Initial
2010-10-04 American Deposit Management LLC 866-00706-00 WI US Initial
2010-10-04 Herbert J Sims & Co., Inc 866-00704-00 CT US Initial
2010-10-04 Lawson Financial Corporation 866-00443-00 AZ US Amendment
2010-10-04 Endeavour Investment Partners, LLC 866-00703-00 MA US Initial
2010-10-04 DEC Associates Inc 866-00168-00 NC US Initial
2010-10-04 The Cape Cod Five Cents Savings Bank 866-00702-00 MA US Initial
2010-10-04 Government Financial Strategies inc. 866-00402-00 CA US Amendment
2010-10-01 AKF Consulting Group 866-00699-00 NY US Initial
2010-10-01 Fiscal Advising, Consulting & Strategizing, Inc. 866-00698-00 IL US Initial
2010-10-01 T. K. Beckett Associates, L.L.C. 866-00697-00 PA US Initial
2010-10-01 BOSC, Inc. 866-00690-00 OK US Initial
2010-10-01 BBE Community Investment Partners, LLC 866-00696-00 WI US Initial
2010-10-01 Rideau Lyons & Co 866-00639-00 CA US Initial
2010-10-01 Morgan Stanley Smith Barney LLC 866-00624-00 NY US Initial
2010-10-01 Morgan Stanley & Co. Incorporated 866-00466-00 NY US Initial
2010-10-01 Westwood Distributors LLC 866-00693-00 NY US Initial
2010-10-01 Prager, Sealy & Co., LLC 866-00692-00 CA US Initial
2010-10-01 Nonprofit Capital LLC 866-00679-00 CT US Initial
2010-10-01 SMITH HAYES Financial Services Corp. 866-00689-00 NE US Initial
2010-10-01 Fifth Third Securities, Inc. 866-00636-00 OH US Initial
2010-10-01 Fairmount Capital Advisors 866-00455-00 PA US Initial
2010-10-01 JPMorgan Distribution Services, Inc. 866-00637-00 NY US Initial
2010-10-01 Stifel Nicolaus and Company, Inc. 866-01044-00 MO US Initial
2010-10-01 Arup Advisory, Inc. 866-00576-00 NY US Initial
2010-10-01 J.P. Morgan Institutional Investments Inc. 866-00652-00 NY US Initial
2010-10-01 Wilmington Trust FSB 866-00573-00 MD US Initial
2010-10-01 Andrew T. Dorton 866-00683-00 KY US Initial
2010-10-01 Wilmington Trust Company 866-00342-00 DE US Initial
2010-10-01 Greenhill & Co., LLC 866-00344-00 NY US Initial
2010-10-01 Putnam Retail Management, LP. 866-00626-00 MA US Initial
2010-10-01 Coyle Sessions Brown 866-00686-00 AR US Initial
2010-10-01 Frost Brokerage Services, Inc. 866-00676-00 TX US Initial
2010-10-01 H. Gelpi Consultants LLC 866-00678-00 LA US Initial
2010-10-01 Syndicate Capital Group, LLC 866-00680-00 NY US Initial
2010-10-01 STATE STREET BANK AND TRUST COMPANY 866-00366-00 MA US Initial
2010-10-01 UniCredit Capital Markets, Inc. 866-00677-00 NY US Initial
2010-10-01 Oyster River Capital LP 866-00675-00 MA US Initial
2010-10-01 Fifth Third Bank 866-00638-00 OH US Initial
2010-10-01 Choice Investments, Inc. 866-00665-00 TX US Initial
2010-10-01 Healthcare Community Securities Corporation 866-00673-00 NY US Initial
2010-10-01 Marshall and Ilsley Trust Co NA 866-00674-00 WI US Initial
2010-10-01 Wye River Capital, Inc. 866-00671-00 MD US Initial
2010-10-01 Castleton Partners, LLC 866-00672-00 NY US Initial
2010-10-01 GrandFund Investment Group, LLC 866-00670-00 CA US Initial
2010-10-01 Sequoia Financial Group LLC 866-00669-00 CA US Initial
2010-10-01 Wedbush Securities Inc. 866-00097-00 CA US Initial
2010-10-01 MedLifeSolutions Inc. 866-00664-00 MO US Initial
2010-10-01 David A Gonzalez 866-00063-00 IL US Initial
2010-10-01 Bley Investment Group, Inc. 866-00668-00 TX US Initial
2010-10-01 Fulton Bank, N.A. 866-00597-00 PA US Initial
2010-10-01 W. R. Taylor & Company, LLC 866-00662-00 AL US Amendment
2010-10-01 Advanced Engineering and Environmental Services, Inc. 866-00657-00 ND US Initial
2010-10-01 James David Hooks 866-00656-00 AL US Initial
2010-10-01 Collins/Bay Island Securities, LLC 866-00654-00 CA US Amendment
2010-10-01 Silverstone Partners, Inc. 866-00653-00 TX US Initial
2010-10-01 UBS Securities LLC 866-00433-00 CT US Amendment
2010-10-01 B.C. Ziegler and Company, Inc. 866-00286-00 IL US Initial
2010-09-30 Reginald O. Grant 866-00579-00 GA US Initial
2010-09-30 Kevin G. Carney 866-00650-00 NJ US Initial
2010-09-30 Napoleon Nelson 866-00649-00 SD US Initial
2010-09-30 BNY Mellon Capital Markets, LLC 866-00542-00 NY US Initial
2010-09-30 Quynn Consulting, LLC 866-00648-00 DC US Initial
2010-09-30 David B. Sitterson 866-00647-00 WA US Initial
2010-09-30 Leora Consulting Group LLC 866-00646-00 WA US Initial
2010-09-30 The Frazer Lanier Company, Inc. 866-00644-00 AL US Initial
2010-09-30 S. B. Friedman & Company 866-00645-00 IL US Initial
2010-09-30 CHASE INVESTMENT SERVICES CORP 866-00614-00 IL US Initial
2010-09-30 Funds Placement Group, LLC 866-00641-00 TX US Initial
2010-09-30 Robert D. Arnowitt 866-00640-00 MA US Initial
2010-09-30 Urban Futures Incorporated 866-00029-00 CA US Withdrawal
2010-09-30 Marshall F. Linn 866-00294-00 CA US Withdrawal
2010-09-30 Geoffrey Trevor Sager 866-00028-00 CA US Withdrawal
2010-09-30 LeighFisher Inc. 866-00635-00 CA US Initial
2010-09-30 Credit Suisse Securities (USA) LLC 866-00454-00 NY US Initial
2010-09-30 Cender & Company, L.L.C. 866-00563-00 IN US Initial
2010-09-30 Howard Neeley 866-00634-00 AR US Initial
2010-09-30 Jackson Securities LLC 866-00633-00 GA US Initial
2010-09-30 Edgerock BD LLC 866-00632-00 NY US Initial
2010-09-30 The GMS Group, LLC 866-00607-00 NJ US Initial
2010-09-30 IB4AI, LLC 866-00504-00 CO US Initial
2010-09-30 Cantor Fitzgerald & Co. 866-00533-00 NY US Amendment
2010-09-30 J.P. Morgan Securities LLC ("JPMS") 866-00603-00 NY US Initial
2010-09-30 Evercore Group L.L.C. 866-00489-00 NY US Initial
2010-09-30 CPIBD LLC 866-00623-00 NY US Initial
2010-09-30 Allianz Global Investors Distributors LLC 866-00509-00 NY US Initial
2010-09-30 Hobbs, Ong & Associates, Inc. 866-00628-00 NV US Initial
2010-09-30 The Williams Capital Group, L.P. 866-00377-00 NY US Initial
2010-09-30 Genesis Marketing Group, Inc. 866-00627-00 IL US Initial
2010-09-30 Nomura Securities International, Inc. 866-00507-00 NY US Initial
2010-09-30 UBS FINANCIAL SERVICES INCORPORATED OF PUERTO RICO 866-00556-00 PR Initial
2010-09-30 Securities Capital Corporation 866-00615-00 AL US Initial
2010-09-30 Southwest Securities, Inc. 866-00617-00 TX US Initial
2010-09-30 KPMG Corporate Finance LLC 866-00281-00 MD US Initial
2010-09-30 UBS Financial Services Inc 866-00506-00 NJ US Initial
2010-09-30 Ineo Capital LLC 866-00620-00 NY US Initial
2010-09-30 Joe Jolly & Co., Inc. 866-00605-00 AL US Initial
2010-09-30 Union Bank & Trust Company 866-00618-00 NE US Initial
2010-09-30 Thornton Farish Inc. 866-00602-00 AL US Initial
2010-09-30 FSW Advisory Services, Inc. 866-00289-00 TX US Initial
2010-09-30 First Southwest Asset Management, Inc. 866-00285-00 TX US Initial
2010-09-30 James Nixon Walters 866-00613-00 MS US Initial
2010-09-30 First Southwest Company 866-00060-00 TX US Initial
2010-09-30 Mgic Corporation 866-00616-00 AZ US Initial
2010-09-30 Comer Capital Group, LLC 866-00009-00 MS US Initial
2010-09-30 Ray Glen Beardsley 866-00611-00 AR US Initial
2010-09-30 TLHocking & Associates LLC 866-00609-00 AZ US Initial
2010-09-30 Nollenberger Capital Partners, Inc. 866-00324-00 CA US Initial
2010-09-30 Mika Meyers Beckett & Jones PLC 866-00396-00 MI US Initial
2010-09-30 Lazard Frères & Co. LLC 866-00599-00 NY US Initial
2010-09-30 Mark Sulkin 866-00608-00 IL US Initial
2010-09-30 Government Finance Associates, Inc. 866-00606-00 NY US Initial
2010-09-30 J.J.B. Hilliard, W.L. Lyons, LLC 866-00588-00 KY US Initial
2010-09-30 American Municipal Securities, Inc. 866-00600-00 FL US Initial
2010-09-30 Lancaster Pollard & Co. 866-00412-00 OH US Initial
2010-09-30 Friedman, Luzzatto & Co. 866-00398-00 TX US Initial
2010-09-30 Deloitte Corporate Finance LLC 866-00442-00 MI US Initial
2010-09-30 M.R. Beal & Company 866-00595-00 NY US Initial
2010-09-30 Sterne Agee & Leach, Inc. 866-00330-00 AL US Initial
2010-09-30 Armadale Capital Inc. 866-00586-00 NY US Initial
2010-09-30 Kenneth A. Kerznar 866-00596-00 IL US Initial
2010-09-30 Banco do Brasil Securities 866-00593-00 NY US Initial
2010-09-30 Joseph J. McDonnell 866-00591-00 IL US Initial
2010-09-30 Quince Hill Partners LLC 866-00592-00 VA US Initial
2010-09-30 William Blair & Company, L.L.C. 866-00054-00 IL US Initial
2010-09-30 Ford & Associates, Inc. 866-00590-00 FL US Initial
2010-09-30 ProEquities, Inc. 866-00264-00 AL US Initial
2010-09-30 Wells Nelson & Associates, LLC 866-00565-00 OK US Initial
2010-09-30 AFL-CIO Investment Trust Corporation 866-00589-00 DC US Initial
2010-09-30 Siebert Brandford Shank & Co., L.L.C. 866-00279-00 NY US Initial
2010-09-30 Asset Management Services LLC 866-00552-00 NY US Initial
2010-09-30 The Baker Group LP 866-00564-00 OK US Initial
2010-09-30 Greyhawk Commercial Finance, L.L.C. 866-00587-00 IA US Initial
2010-09-30 John J Hamilton Jr. 866-00585-00 NY US Initial
2010-09-30 Synovus Securities, Inc. 866-00368-00 GA US Initial
2010-09-30 Ameresco, Inc. 866-00583-00 MA US Initial
2010-09-30 Municipal Group, LLC 866-00582-00 MD US Initial
2010-09-30 John S. Vincent & Company LLC 866-00182-00 IL US Amendment
2010-09-29 William C. Fray, Jr. 866-00580-00 FL US Initial
2010-09-29 Campbell Lutyens & Co. Inc. 866-00578-00 NY US Initial
2010-09-29 Bridgewater James Limited, LLC 866-00577-00 CA US Initial
2010-09-29 Janice Larned 866-00575-00 FL US Initial
2010-09-29 Merchant Capital LLC 866-00572-00 AL US Initial
2010-09-29 D.A. Davidson & Co. 866-00093-00 MT US Initial
2010-09-29 Coastal Securities, Inc. 866-00570-00 TX US Initial
2010-09-29 Lawrence Carlin Short II 866-00571-00 TX US Initial
2010-09-29 Crews & Associates, Inc. 866-00119-00 AR US Initial
2010-09-29 Perth Advisors LLC 866-00569-00 NY US Initial
2010-09-29 Steven Kyle Brock 866-00568-00 IN US Initial
2010-09-29 Municipal Advisory Services, Inc. 866-00567-00 FL US Initial
2010-09-29 Fieldman, Rolapp & Associates, Inc. 866-00346-00 CA US Amendment
2010-09-29 Stephens Inc. 866-00259-00 AR US Initial
2010-09-29 Janney Montgomery Scott LLC 866-00225-00 PA US Initial
2010-09-29 Mark Jon Brown 866-00566-00 AR US Initial
2010-09-29 Uriel Yoggev 866-00562-00 PA US Initial
2010-09-29 Infrastructure Management Group, Inc. 866-00557-00 MD US Initial
2010-09-29 Laurel Mountain Leasing & Financial Svc Inc. 866-00561-00 PA US Initial
2010-09-29 Cardea Partners West, Inc. 866-00560-00 CA US Initial
2010-09-29 Therber, Brock & Associates, Inc. 866-00555-00 IN US Initial
2010-09-29 Rice Securities LLC 866-00554-00 NY US Initial
2010-09-29 Financial S&Lutions LLC 866-00553-00 PA US Initial
2010-09-29 DOBBS, RAM & Company 866-00550-00 GA US Initial
2010-09-29 Goldman, Sachs & Co. 866-00183-00 NY US Initial
2010-09-29 Curt Fritsch 866-00548-00 IN US Initial
2010-09-29 FIRST AMERICAN MUNICIPALS INC 866-00549-00 PA US Initial
2010-09-29 William Matthew De Leo 866-00515-00 AR US Initial
2010-09-29 Municipal Funding Solutions LLC 866-00547-00 IL US Initial
2010-09-29 IMMS LLC 866-00545-00 CT US Initial
2010-09-29 A. Dashen & Associates 866-00546-00 WA US Initial
2010-09-29 Barclays Capital Inc. 866-00522-00 NY US Initial
2010-09-29 Denning & Company, LLC 866-00543-00 CA US Initial
2010-09-29 Potomac Capital Markets, LLC 866-00529-00 MD US Initial
2010-09-29 North Milwaukee State Bank 866-00540-00 WI US Initial
2010-09-29 Walter Kane Johnson 866-00536-00 GA US Initial
2010-09-29 Will B. Tschudy 866-00534-00 KS US Initial
2010-09-29 Beacon Hill Financial Corporation 866-00527-00 MA US Initial
2010-09-29 REGENT CAPITAL GROUP, INC. 866-00400-00 CA US Initial
2010-09-29 PK Securities, Inc. 866-00532-00 FL US Initial
2010-09-29 Atlantic-Pacific Capital, Inc. 866-00531-00 CT US Initial
2010-09-29 James Kent Taylor 866-00513-00 AR US Initial
2010-09-29 Southern Municipal Advisors, Inc. 866-00530-00 SC US Initial
2010-09-29 Sycamore Advisors LLC 866-00510-00 IN US Initial
2010-09-29 College Savings Bank 866-00177-00 NJ US Initial
2010-09-29 Municipal Capital Markets Group, Inc. 866-00528-00 TX US Initial
2010-09-29 Thomas Jonathan Williams 866-00524-00 CA US Initial
2010-09-29 BT ProjectPoint LLC 866-00523-00 IN US Initial
2010-09-29 S P Yount Financial, LLC 866-00410-00 VA US Initial
2010-09-29 Crews & Associates, Inc. 866-00456-00 AR US Initial
2010-09-29 Isosceles & Company 866-00521-00 NJ US Initial
2010-09-29 Growing Emerging Managers' Services LLC 866-00519-00 NY US Initial
2010-09-29 cfX Incorporated 866-00360-00 NY US Initial
2010-09-28 Capital Venture Consultants, Inc. 866-00516-00 WV US Initial
2010-09-28 William Douglas Barr 866-00517-00 CA US Initial
2010-09-28 The Sturges Company 866-00514-00 OH US Initial
2010-09-28 Caldwell Flores Winters, Inc. 866-00378-00 CA US Initial
2010-09-28 Sierra Management Group LLC 866-00512-00 TX US Initial
2010-09-28 S.B. Clark, Inc. 866-00511-00 CO US Initial
2010-09-28 SAMCO Capital Markets, Inc. 866-00484-00 TX US Initial
2010-09-28 Crews & Associates 866-00508-00 AR US Initial
2010-09-28 Wipfli LLP 866-00485-00 WI US Initial
2010-09-28 Chatsworth Securities LLC 866-00495-00 CT US Initial
2010-09-28 De Luna Partners Incorporated 866-00502-00 CA US Initial
2010-09-28 Andrew Lucius Brown 866-00472-00 AR US Initial
2010-09-28 Walter D. Lomax III 866-00473-00 AR US Initial
2010-09-28 XT Capital Partners, LLC 866-00500-00 NY US Initial
2010-09-28 Powell Capital Markets, Inc. 866-00496-00 NJ US Initial
2010-09-28 Frontier Partners, Inc. 866-00501-00 IL US Initial
2010-09-28 Citizens National Bank of Texas 866-00498-00 TX US Initial
2010-09-28 Omnicap Group LLC 866-00497-00 CA US Initial
2010-09-28 Stern Brothers & Co. 866-00132-00 MO US Initial
2010-09-28 Coronado Investments, LLC 866-00493-00 CA US Initial
2010-09-28 Ameritas Investment Corp 866-00271-00 NE US Initial
2010-09-28 Butler Capital Investments, LLC 866-00491-00 VA US Initial
2010-09-28 Crews & Associates 866-00477-00 AR US Initial
2010-09-28 Powder Point Financial LLC 866-00490-00 MA US Initial
2010-09-28 Cain Brothers & Company, LLC 866-00249-00 NY US Initial
2010-09-28 Municipal Capital Management, Inc. 866-00488-00 CA US Initial
2010-09-28 Marshall Ryan Hughes 866-00487-00 AR US Initial
2010-09-28 Susquehanna Group Advisors, Inc. 866-00481-00 PA US Initial
2010-09-28 MIT Associates, LLC 866-00476-00 CT US Initial
2010-09-28 BerchWood Partners LLC 866-00486-00 NY US Initial
2010-09-28 Crews and Assoc Investment Bankers 866-00483-00 AR US Initial
2010-09-28 Robert Steptoe 866-00480-00 AR US Initial
2010-09-28 Bryan Ryscavage 866-00468-00 AR US Initial
2010-09-28 English Concepts, Inc. 866-00189-00 IL US Initial
2010-09-28 Capital Financial Advisors, Inc. 866-00470-00 NJ US Initial
2010-09-28 Arrow Partners, Inc. 866-00479-00 NY US Initial
2010-09-28 Fiscal Advisors & Marketing, Inc. 866-00478-00 NY US Initial
2010-09-28 Marcus Michael Lambert 866-00474-00 AR US Initial
2010-09-28 Ronald John Harb 866-00475-00 AR US Initial
2010-09-28 Michael Ryan Rutherford 866-00469-00 AR US Initial
2010-09-28 M&T Securities Inc. 866-00269-00 NY US Initial
2010-09-28 Manufacturers and Traders Trust Company 866-00160-00 MD US Initial
2010-09-28 WJ Public Finance, LLC 866-00463-00 CA US Amendment
2010-09-27 Zaccaro and Associates 866-00464-00 MA US Initial
2010-09-27 Kane, McKenna Capital, Inc. 866-00435-00 IL US Initial
2010-09-27 Capitol Public Finance Group, LLC 866-00462-00 CA US Initial
2010-09-27 Arthur V. Beardsley III 866-00460-00 AR US Initial
2010-09-27 Public Finance Solutions LLC 866-00457-00 MI US Initial
2010-09-27 Government Consultants of Louisiana, Inc. 866-00349-00 LA US Amendment
2010-09-27 Government Consultants, Inc. 866-00319-00 MS US Amendment
2010-09-27 Dougherty & Company LLC 866-00137-00 MN US Initial
2010-09-27 greg mcmurray 866-00452-00 MS US Initial
2010-09-27 Killarney Securities Corporation 866-00453-00 NY US Initial
2010-09-27 Bridgeport Partners, LLC 866-00424-00 IL US Initial
2010-09-27 El Paso Sunwest Realty & Investments, Inc. 866-00448-00 TX US Initial
2010-09-27 National Minority Consultants, Inc. 866-00084-00 FL US Initial
2010-09-27 John Johanning, Inc. 866-00447-00 OK US Initial
2010-09-27 Sound Capital Management, Inc. 866-00038-00 MN US Initial
2010-09-27 Bartle Wells Associates, Inc. 866-00446-00 CA US Initial
2010-09-27 Killarney Advisors, Incorporated 866-00444-00 NY US Initial
2010-09-27 Student Loan Capital Strategies LLC 866-00345-00 NY US Initial
2010-09-27 Scott Arthur Beardsley 866-00445-00 AR US Initial
2010-09-27 Benedetto, Gartland & Company, Inc. 866-00441-00 NY US Initial
2010-09-27 Crews & Associates, Inc. 866-00438-00 AR US Initial
2010-09-27 Crews & Associates, Inc. 866-00440-00 AR US Initial
2010-09-27 Crews & Associates, Inc. 866-00419-00 WV US Initial
2010-09-27 A. M. Peche & Associates LLC 866-00045-00 CA US Initial
2010-09-27 GRIGSBY & ASSOCIATES, INC. 866-00437-00 CA US Initial
2010-09-27 Raymond James & Associates, Inc. 866-00139-00 FL US Initial
2010-09-27 Bassett Financial Management, LLC 866-00020-00 VA US Initial
2010-09-27 Sherald A. Wood 866-00432-00 AR US Initial
2010-09-27 southeastern Investment Securities, LLC 866-00431-00 FL US Initial
2010-09-27 CivilCredit Advisors LLC 866-00430-00 NJ US Initial
2010-09-27 Crews & Associates 866-00428-00 AR US Initial
2010-09-27 public finance resources 866-00423-00 CA US Initial
2010-09-27 Max Dean Sharp 866-00425-00 AR US Initial
2010-09-27 Wendy J. Wipperman 866-00426-00 AR US Initial
2010-09-27 Community Development Associates, LLC 866-00422-00 TX US Initial
2010-09-27 Danny P. Lovelady 866-00420-00 AR US Initial
2010-09-27 Robert D. Wright III 866-00421-00 AR US Initial
2010-09-27 Crews & Associates 866-00415-00 AR US Initial
2010-09-27 Crews & Associates, Inc. 866-00417-00 AR US Initial
2010-09-27 Arthur D. Heilman, Jr 866-00418-00 PA US Initial
2010-09-27 Michael W Lambert 866-00416-00 AR US Initial
2010-09-27 Nathaniel Thomas Rutledge 866-00414-00 AR US Initial
2010-09-27 Independent Bond & Investment Consultants, LLC 866-00413-00 CT US Initial
2010-09-27 Stephen L. Smith Corp. 866-00411-00 OK US Initial
2010-09-27 DA Group, Inc. 866-00408-00 NC US Initial
2010-09-25 Class Green Capital Partners, LLC 866-00405-00 NY US Initial
2010-09-25 Juniper Capital Group, LLC 866-00347-00 NY US Initial
2010-09-25 Municipal Finance Services, Inc. 866-00403-00 OK US Initial
2010-09-24 Alpha Strategies Investment Consulting Inc. 866-00401-00 CA US Initial
2010-09-24 H. J. Umbaugh & Associates, Certified Public Accountants, LLP 866-00071-00 IN US Initial
2010-09-24 Public Financial Management, Inc. 866-00397-00 PA US Initial
2010-09-24 AdvisorMark Distribution, LLC. 866-00395-00 TX US Initial
2010-09-24 JPM Advisors LLC 866-00393-00 MA US Initial
2010-09-24 HRC Fund Associates, LLC 866-00392-00 NY US Initial
2010-09-24 Public Sector Group, Inc. 866-00391-00 NY US Initial
2010-09-24 P.MCD, LLC 866-00390-00 MI US Initial
2010-09-24 John E. Miller 866-00387-00 IL US Initial
2010-09-24 Fitzgibbon Toigo & Co. LLC 866-00388-00 NJ US Initial
2010-09-24 The Tennessee Municipal Bond Fund 866-00384-00 TN US Initial
2010-09-24 COOPER MALONE MCCLAIN, INC. 866-00385-00 KS US Initial
2010-09-24 JNA Consulting Group, LLC 866-00381-00 NV US Initial
2010-09-24 Northern Trust Securities, Inc. 866-00292-00 IL US Initial
2010-09-24 Gurley Associates L.L.C. 866-00295-00 NY US Initial
2010-09-24 Tessera Capital Partners, LLC 866-00379-00 NY US Initial
2010-09-24 Partner Capital Group, LLC 866-00374-00 TN US Initial
2010-09-24 Sperry Capital Inc. 866-00373-00 CA US Initial
2010-09-24 Public Funding Enterprises, Inc. 866-00372-00 IL US Initial
2010-09-24 CSG Advisors Incorporated 866-00371-00 GA US Initial
2010-09-24 Robert W. Baird & Co. Incorporated 866-00120-00 WI US Initial
2010-09-24 City Securities Corporation 866-00351-00 IN US Initial
2010-09-24 E.J. Kohler & Associates, LLC 866-00337-00 AZ US Initial
2010-09-24 Stonehaven, LLC 866-00364-00 NY US Initial
2010-09-24 First Infrastructure Inc. 866-00367-00 NJ US Initial
2010-09-24 Specialized Public Finance Inc. 866-00363-00 TX US Initial
2010-09-24 Hamersley Partners, LLC 866-00362-00 MA US Initial
2010-09-23 Keystone Capital Corporation 866-00331-00 CA US Initial
2010-09-23 Jerry Kent Buccilla 866-00357-00 OH US Initial
2010-09-23 Hamilton Miller Investments, LLC 866-00355-00 CO US Initial
2010-09-23 Enhanced Financial Solutions LLc 866-00356-00 PA US Initial
2010-09-23 Mesirow Financial, Inc. 866-00253-00 IL US Initial
2010-09-23 Public Advisory consultants, Incorporated 866-00354-00 MD US Initial
2010-09-23 Speer Financial, Inc. 866-00353-00 IL US Initial
2010-09-23 Anne M Donahoe 866-00343-00 IL US Initial
2010-09-23 Dolan Capital Group LLC 866-00213-00 MA US Initial
2010-09-23 Springsted Investment Advisors Incorporated 866-00350-00 MN US Initial
2010-09-23 Patricia E. Bowen 866-00352-00 MA US Initial
2010-09-23 Lantern Associates, LLC 866-00348-00 WI US Initial
2010-09-23 C.M. de Crinis & Co., Inc. 866-00332-00 CA US Amendment
2010-09-23 Municipal Bond Capital Strategies LLC 866-00306-00 NY US Initial
2010-09-23 ButcherMark Financial Advisors LLC 866-00341-00 NY US Initial
2010-09-23 Del Rio Advisors, LLC 866-00143-00 CA US Initial
2010-09-23 PriMuni LLC 866-00270-00 PA US Initial
2010-09-23 Maureen E. Pacella 866-00340-00 MA US Initial
2010-09-23 Public-Finance.Com, Inc. 866-00338-00 KY US Initial
2010-09-23 Municipal Solutions, Inc. 866-00334-00 NY US Initial
2010-09-23 Ross, Sinclaire & Associates, LLC 866-00303-00 OH US Initial
2010-09-23 John Lawrence Krause, Jr. 866-00333-00 VA US Initial
2010-09-22 Municipal Asset Management, Inc. 866-00329-00 CO US Initial
2010-09-22 UniBank Fiscal Advisory Services, Inc. 866-00328-00 MA US Initial
2010-09-22 Clean Energy Advocates, Inc. 866-00326-00 CA US Initial
2010-09-22 Leasource Financial Services, Inc. 866-00325-00 CA US Initial
2010-09-22 Casey Financial Consulting 866-00323-00 NM US Amendment
2010-09-22 Community Capital LLC 866-00322-00 TN US Initial
2010-09-22 Roosevelt & Cross Incorporated 866-00310-00 NY US Initial
2010-09-22 Estrada Hinojosa and Company, Inc. 866-00291-00 TX US Initial
2010-09-22 Cardea Partners East, LLC 866-00321-00 OH US Initial
2010-09-22 Seslia & Company 866-00320-00 PA US Initial
2010-09-22 Swap Financial Group, LLC 866-00314-00 NJ US Initial
2010-09-22 C Financial Investment, Inc. 866-00317-00 CA US Initial
2010-09-22 MFR Securities, Inc 866-00316-00 NY US Initial
2010-09-22 Ponder Securities, Inc. 866-00318-00 IL US Initial
2010-09-22 Municipal Financial Consultants Incorporated 866-00315-00 MI US Initial
2010-09-22 Ponder Investment Co. 866-00313-00 IL US Initial
2010-09-22 Seattle-Northwest Securities Corporation 866-00312-00 WA US Initial
2010-09-22 Lewis Young Robertson & Burningham, Inc. 866-00308-00 UT US Initial
2010-09-22 Indian Harbor, LLC 866-00282-00 CT US Initial
2010-09-22 Moelis & Company LLC 866-00251-00 NY US Initial
2010-09-22 IMS Securities, Inc. 866-00307-00 TX US Initial
2010-09-22 Seslia & Company 866-00305-00 PA US Initial
2010-09-22 Cedar Partners, ltd. 866-00302-00 OH US Initial
2010-09-22 Gollahon Financial Services, Inc. 866-00301-00 FL US Initial
2010-09-22 BENEDICTO M. GALLO 866-00298-00 CA US Initial
2010-09-22 E. Wagner & Associates, Inc. 866-00297-00 CA US Initial
2010-09-21 Aqueduct Capital Group, LLC 866-00284-00 NC US Initial
2010-09-21 Robert K. Hedrick, Jr. 866-00288-00 CA US Initial
2010-09-21 Hawk Financial Services, Inc 866-00287-00 GA US Initial
2010-09-21 Tatonka Capital Corporation 866-00180-00 CO US Initial
2010-09-21 National Healthcare Capital, LLC 866-00283-00 MN US Initial
2010-09-21 Gerald Steven Waters 866-00240-00 AL US Initial
2010-09-21 Efficient Capital Corp. 866-00280-00 NC US Initial
2010-09-21 Tax-Exempt Leasing Corp. 866-00277-00 IL US Initial
2010-09-21 A. M. Aikin III 866-00274-00 TX US Initial
2010-09-21 Piper Jaffray & Co. 866-00024-00 MN US Initial
2010-09-21 Bernard P. Donegan, Inc. 866-00260-00 NY US Initial
2010-09-21 Kings Financial Consulting Inc. 866-00273-00 IL US Initial
2010-09-21 Gene Raymond Andrist 866-00272-00 CO US Initial
2010-09-20 BBC Consulting, LLC dba BWC Consulting 866-00267-00 NC US Initial
2010-09-20 Ehlers and Asssocates, Inc. 866-00266-00 MN US Initial
2010-09-20 BLX Group LLC 866-00068-00 CA US Initial
2010-09-20 Phoenix Capital Partners, LLP 866-00265-00 PA US Initial
2010-09-20 Heritage Financial Advisors, Ltd. 866-00263-00 OK US Initial
2010-09-20 corby capital markets, inc. 866-00257-00 MA US Initial
2010-09-20 Grant Capital Management, Inc. 866-00255-00 MD US Initial
2010-09-20 Thomas Dunphy 866-00254-00 CA US Initial
2010-09-20 Porter, White & Company, Inc. 866-00245-00 AL US Initial
2010-09-20 Echo Financial Products, LLC 866-00248-00 PA US Initial
2010-09-20 The Public Advisory Corporation 866-00247-00 VA US Initial
2010-09-20 George K. Baum & Company 866-00252-00 MO US Initial
2010-09-20 Frasca & Associates, L.L.C. 866-00243-00 NY US Initial
2010-09-20 Oleet Securities, LLC 866-00242-00 VT US Initial
2010-09-19 ACI Finance, Inc. 866-00241-00 MI US Initial
2010-09-18 Raymond G. Hart 866-00239-00 NY US Initial
2010-09-18 Stanley P. Stone & Associates, Inc. 866-00238-00 NY US Initial
2010-09-18 North Slope Capital Advisors Inc. 866-00237-00 CO US Initial
2010-09-18 Dale Scott & Company, Inc. 866-00236-00 CA US Initial
2010-09-18 Moody Reid Financial Advisors, LP 866-00235-00 MO US Initial
2010-09-18 Financial Advisor Associates, LLC 866-00201-00 CA US Initial
2010-09-17 Capital Markets Advisors LLC 866-00234-00 NY US Initial
2010-09-17 Kaufman, Hall & Associates, Inc. 866-00222-00 IL US Initial
2010-09-17 Catalyst Financial Group, Inc. 866-00230-00 CT US Initial
2010-09-17 MFR Securities,Inc. 866-00231-00 NY US Initial
2010-09-17 RR Brown & Co LLP 866-00228-00 CO US Initial
2010-09-17 Hutchinson, Shockey, Erley & Co 866-00229-00 IL US Initial
2010-09-17 Dolinka Group, LLC 866-00227-00 CA US Initial
2010-09-17 Saulsbury Hill Financial, LLC 866-00226-00 CO US Initial
2010-09-17 Moors & Cabot, Inc 866-00224-00 MA US Amendment
2010-09-17 Bretwood Capital Partners 866-00223-00 GA US Initial
2010-09-16 Derivative Advisors, LLC 866-00221-00 MA US Initial
2010-09-16 Acacia Financial Group, Inc. 866-00108-00 NJ US Initial
2010-09-16 Acacia Investment Advisory Group, Inc. 866-00219-00 NJ US Initial
2010-09-16 Bendzinski & Co. Municipal Finance Advisors 866-00220-00 MI US Initial
2010-09-16 Ponder & Co. 866-00217-00 IL US Initial
2010-09-16 Health Care Network Associates LLC 866-00216-00 NY US Initial
2010-09-16 Larson Consulting Services, LLC 866-00215-00 FL US Initial
2010-09-16 Public FA, Inc. 866-00039-00 AL US Initial
2010-09-16 DeLara Associates, Inc. 866-00214-00 FL US Initial
2010-09-16 Cumberland Advisors Inc. 866-00211-00 FL US Initial
2010-09-16 Caine Mitter & Associates Incorporated 866-00210-00 MA US Initial
2010-09-15 First Interstate Financial Services, Inc. 866-00208-00 OK US Initial
2010-09-15 Diane Marie Weick 866-00207-00 MN US Initial
2010-09-15 Providence Financial Company, LLC 866-00204-00 UT US Initial
2010-09-15 Stephen H. McDonald & Associates, Inc. 866-00206-00 OK US Initial
2010-09-15 Prassas Capital, LLC 866-00205-00 AZ US Initial
2010-09-15 Cap M Funding 866-00203-00 NV US Initial
2010-09-15 Michael P. Judge 866-00202-00 PA US Initial
2010-09-15 Investment Management Advisory Group, Inc. 866-00200-00 PA US Initial
2010-09-15 JCRA Financial LLC 866-00179-00 NY US Initial
2010-09-15 Princeton Credit LLC 866-00198-00 CA US Initial
2010-09-15 Government Capital Management, LLC 866-00196-00 NY US Initial
2010-09-15 P.G. Corbin & Company, Inc 866-00195-00 PA US Initial
2010-09-15 Wulff, Hansen & Co. 866-00191-00 CA US Initial
2010-09-15 Riverside Risk Advisors LLC 866-00194-00 NY US Initial
2010-09-15 Educational Services Company 866-00192-00 IN US Amendment
2010-09-15 Solis Capital LLC 866-00190-00 CA US Initial
2010-09-15 Stonemont Financial Group, LLC 866-00188-00 GA US Initial
2010-09-15 Springsted Incorporated 866-00187-00 MN US Initial
2010-09-15 Government Credit Corporation 866-00185-00 FL US Initial
2010-09-15 Joanne Malinowski 866-00186-00 IL US Initial
2010-09-15 Walloon Financial Advisers LLC 866-00184-00 IL US Initial
2010-09-15 WHITESTONE CAPITAL PARTNERS, INC. 866-00165-00 IN US Initial
2010-09-14 Saber Partners, LLC 866-00181-00 NY US Amendment
2010-09-14 Sisung Securities Corporation 866-00156-00 LA US Initial
2010-09-14 Lepercq, de Neuflize & Co. Incorporated 866-00174-00 NY US Initial
2010-09-14 First Midstate Incorporated 866-00172-00 IL US Initial
2010-09-14 Gorham Savings Bank 866-00173-00 ME US Initial
2010-09-14 IRR Capital Markets, Inc. 866-00171-00 KS US Initial
2010-09-14 Ranson Financial Corp 866-00170-00 KS US Initial
2010-09-14 Healthcare Advisory, LLC 866-00167-00 FL US Initial
2010-09-14 A.C. Advisory, Inc. 866-00166-00 IL US Initial
2010-09-13 Mercator Advisors LLC 866-00162-00 PA US Initial
2010-09-13 Rathmann & Associates, L.P. 866-00161-00 TX US Initial
2010-09-13 Kaiser Wealth Management 866-00158-00 WY US Initial
2010-09-13 Alta Vista Financial, Inc. 866-00154-00 CA US Initial
2010-09-13 John V Repsholdt 866-00102-00 IL US Initial
2010-09-13 Kinsell, Newcomb & De Dios, Inc. 866-00153-00 CA US Initial
2010-09-13 All American investment Group, LLC 866-00152-00 CO US Initial
2010-09-13 Cityview Capital Solutions, LLC 866-00150-00 NJ US Initial
2010-09-13 Arthur Ross Lynch 866-00149-00 AZ US Initial
2010-09-13 Pursuit Capital Marketing, LLC 866-00146-00 MA US Initial
2010-09-13 John S. Dey, Jr. 866-00148-00 NJ US Initial
2010-09-13 Munistat Services, Inc. 866-00147-00 NY US Initial
2010-09-12 MAS Financial Advisory Services LLC 866-00145-00 OH US Initial
2010-09-11 DIRECT EMAIL MARKETING 866-00144-00 NY US Amendment
2010-09-10 William Euphrat Municipal Finance, Inc. 866-00142-00 CA US Initial
2010-09-10 A. M. Miller & Co., Inc. 866-00141-00 CA US Initial
2010-09-10 Zomermaand Financial Advisory Services, L.L.C. 866-00140-00 FL US Amendment
2010-09-10 Think Forward Financial Group, LLC 866-00138-00 NY US Initial
2010-09-10 Fidelity Financial Services, L.C. 866-00136-00 FL US Initial
2010-09-10 Crystal Financial Consultants, Inc. 866-00134-00 IL US Initial
2010-09-09 PRISM Municipal Advisors, LLC 866-00130-00 OH US Initial
2010-09-09 Backstrom McCarley Berry & Co., LLC 866-00131-00 CA US Initial
2010-09-09 Kaiser and Company 866-00127-00 WY US Initial
2010-09-09 Scott Balice Strategies, LLC 866-00126-00 IL US Initial
2010-09-09 Paschall Solutions, Inc. 866-00125-00 AZ US Initial
2010-09-09 Mohanty Gargiulo LLC 866-00051-00 NY US Amendment
2010-09-09 Development & Public Finance LLC 866-00124-00 CA US Initial
2010-09-09 D. Ladd Pattillo & Associates, Inc. 866-00122-00 TX US Initial
2010-09-09 The Yuba Group LLC 866-00070-00 NY US Initial
2010-09-09 DIXWORKS LLC 866-00116-00 CT US Initial
2010-09-09 Universal Structured Finance Group, Inc. 866-00121-00 CO US Initial
2010-09-09 Liscarnan Solutions, LLC 866-00118-00 VA US Initial
2010-09-09 Topstone Capital Advisors, Inc. 866-00117-00 CT US Initial
2010-09-09 Jennifer Lynn Branin 866-00115-00 CA US Initial
2010-09-08 Optimal Capital Group, llc 866-00114-00 FL US Initial
2010-09-08 Fiscal Strategies Group, Inc. 866-00113-00 CA US Initial
2010-09-08 W. C. Hough, Inc. 866-00010-00 CA US Initial
2010-09-08 Sustainable Energy Funding Program for Health & Education Facilities 866-00083-00 VA US Initial
2010-09-08 Northland Securities, Inc. 866-00082-00 MN US Initial
2010-09-08 Northcross, Hill & Ach, Inc. 866-00112-00 CA US Initial
2010-09-08 Aery LLC 866-00111-00 VA US Initial
2010-09-08 Western Financial Group, LLC 866-00109-00 OR US Initial
2010-09-08 FAIM Group Strategic Solutions Center, LLC of Baltimore 866-00110-00 MD US Initial
2010-09-08 Concord Public Financial Advisors, Inc. 866-00094-00 PA US Initial
2010-09-08 Connolly Capital Group 866-00107-00 CA US Amendment
2010-09-08 Strategic Solutions Center, LLC 866-00105-00 MD US Initial
2010-09-08 Lawrence Financial Consulting LLC 866-00103-00 TX US Initial
2010-09-08 Lamont Financial Services Corporation 866-00074-00 NJ US Initial
2010-09-08 Melio & Company, LLC 866-00100-00 IL US Amendment
2010-09-08 Urban Futures, Inc. 866-00101-00 CA US Initial
2010-09-07 Pacific Public Finance Group LLC 866-00005-00 CA US Initial
2010-09-07 Charles Henry Carter 111 866-00099-00 OR US Initial
2010-09-07 KEYGENT LLC 866-00098-00 CA US Initial
2010-09-07 David Allan Pickerill 866-00096-00 MO US Initial
2010-09-07 Tamalpais Advisors, Inc. 866-00092-00 CA US Initial
2010-09-07 Harris Housing Advisors, LLC 866-00091-00 TX US Initial
2010-09-07 Pinnacle Financial Group, LLC 866-00089-00 CT US Initial
2010-09-07 Wisconsin Public Finance Professionals, LLC 866-00085-00 WI US Initial
2010-09-07 Louis Pauls & Co. 866-00087-00 TX US Initial
2010-09-07 Gary L. Hicks 866-00086-00 UT US Initial
2010-09-07 Dunlap & Associates, Inc./Dunlap & Associates Group, Inc. 866-00081-00 FL US Initial
2010-09-07 Austin Meade Financial Ltd. 866-00079-00 IL US Initial
2010-09-06 Vincent Cainkar 866-00078-00 IL US Initial
2010-09-06 W J Fawell LLC 866-00077-00 CA US Initial
2010-09-06 Roberts Consulting, LLC 866-00076-00 OH US Initial
2010-09-04 Howard Eric Hayden 866-00072-00 CA US Initial
2010-09-04 Stephen Szanto & Associates LLC 866-00073-00 OH US Initial
2010-09-03 MuniCap, Inc. 866-00069-00 MD US Initial
2010-09-03 Rod Gunn Associates, Inc. 866-00067-00 CA US Initial
2010-09-03 Kidwell & Company Inc. 866-00006-00 TN US Initial
2010-09-03 Alexander Pop-Lazic 866-00065-00 CA US Initial
2010-09-03 Blitch Associates, Inc. 866-00066-00 TX US Initial
2010-09-03 Robert S. Grantham 866-00064-00 CA US Initial
2010-09-03 Phoenix Advisors, LLC 866-00059-00 NJ US Initial
2010-09-03 Robert L. Morrison 866-00056-00 GA US Initial
2010-09-03 Gary Kitahata 866-00058-00 CA US Initial
2010-09-03 Ross Financial 866-00047-00 CA US Initial
2010-09-03 Kensington Capital Advisors, LLC 866-00053-00 NC US Initial
2010-09-03 Columbia Capital Management, LLC 866-00052-00 KS US Initial
2010-09-03 Tibor Partners Inc. 866-00023-00 FL US Initial
2010-09-02 Otto W Krohn 866-00044-00 IN US Initial
2010-09-02 Harrell & Company Advisors, LLC 866-00042-00 CA US Initial
2010-09-02 Western Solutions Incoporated 866-00041-00 CA US Initial
2010-09-02 Government Capital Securities Corp 866-00034-00 TX US Initial
2010-09-02 GEORGE I. WOODALL 866-00037-00 NC US Initial
2010-09-02 Spectrum Municipal Services, Inc. 866-00035-00 FL US Initial
2010-09-02 BD Advisors LLC 866-00017-00 CO US Initial
2010-09-02 Urban Futures, Inc. 866-00030-00 CA US Initial
2010-09-02 Joshua Cooperman 866-00032-00 CA US Initial
2010-09-02 HFA Partners, LLC 866-00031-00 FL US Initial
2010-09-02 Magis Advisors, Inc. 866-00026-00 CA US Initial
2010-09-02 Michael Paul Busch 866-00025-00 CA US Initial
2010-09-02 Montague DeRose and Associates, LLC 866-00018-00 CA US Initial
2010-09-02 Glenn M Reiter 866-00022-00 CA US Initial
2010-09-02 Buck Financial Advisors LLC 866-00021-00 CO US Initial
2010-09-02 Calhoun, Baker Inc. 866-00019-00 PA US Initial
2010-09-02 Bradley Payne LLC 866-00012-00 OH US Initial
2010-09-02 William J. Caraway 866-00016-00 TX US Initial
2010-09-02 VALCO Capital, Ltd. 866-00015-00 PA US Initial
2010-09-02 Joy A. Howard doing business as WM Financial Strategies 866-00011-00 MO US Initial
2010-09-02 Liberty Capital Services, LLC 866-00014-00 NY US Initial
2010-09-02 Evergreen Capital Advisors, Inc. 866-00013-00 NJ US Initial
2010-09-02 Stephen Lee Bates 866-00008-00 TN US Initial
2010-09-02 O B P MUNI, LLC 866-00007-00 NY US Initial
2010-09-02 SDM Advisors, Inc. 866-00004-00 WA US Initial
2010-09-02 InnoVative Capital LLC 866-00003-00 PA US Initial